EATON CORP 4
4 · EATON CORP · Filed Dec 3, 2012
Insider Transaction Report
Form 4
EATON CORPETN
LAUTENBACH NED C
Director
Transactions
- Disposition to Issuer
Stock Option
2012-11-30−7,732→ 0 totalExercise: $30.73Exp: 2014-01-27→ Common Shares (7,732 underlying) - Disposition to Issuer
Stock Option
2012-11-30−7,296→ 0 totalExercise: $33.20Exp: 2016-01-24→ Common Shares (7,296 underlying) - Disposition to Issuer
Stock Option
2012-11-30−6,450→ 0 totalExercise: $37.21Exp: 2018-01-22→ Common Shares (6,450 underlying) - Disposition to Issuer
Stock Option
2012-11-30−7,408→ 0 totalExercise: $33.02Exp: 2015-01-25→ Common Shares (7,408 underlying) - Disposition to Issuer
Common Stock
2012-11-30−61,996→ 0 total - Disposition to Issuer
Stock Option
2012-11-30−12,912→ 0 totalExercise: $18.64Exp: 2013-01-21→ Common Shares (12,912 underlying) - Disposition to Issuer
Stock Option
2012-11-30−6,504→ 0 totalExercise: $37.51Exp: 2017-01-23→ Common Shares (6,504 underlying) - Disposition to Issuer
Phantom Shares
2012-11-30−68,665.22→ 0 totalExercise: $0.00→ Common Shares (68,665.22 underlying)
Footnotes (9)
- [F1]Represents shares of Eaton Corporation ("Eaton") disposed of pursuant to merger of a wholly-owned subsidiary of Eaton Corporation plc ("New Eaton") with and into Eaton, with Eaton surviving the merger as a wholly-owned subsidiary of New Eaton (the "Merger"), in exchange for ordinary shares of New Eaton, which was consummated simultaneous with and conditioned on New Eaton's acquisition of Cooper Industries plc by means of a "scheme of arrangement", an Irish statutory procedure under the Companies Act of 1963. At the effective time of the Merger, each Eaton common share was cancelled and converted into the right to receive one New Eaton ordinary share.
- [F2]This field is not applicable.
- [F3]These phantom share units were assumed by New Eaton in the Merger and replaced with 68,665.22 New Eaton phantom share units with the same terms and conditions as the original Eaton phantom share units.
- [F4]This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 12,912 ordinary shares of New Eaton for $18.64 with the same terms and conditions as the original Eaton stock option.
- [F5]This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 7,732 ordinary shares of New Eaton for $30.735 with the same terms and conditions as the original Eaton stock option.
- [F6]This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 7,408 ordinary shares of New Eaton for $33.015 with the same terms and conditions as the original Eaton stock option.
- [F7]This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 7,296 ordinary shares of New Eaton for $33.195 with the same terms and conditions as the original Eaton stock option.
- [F8]This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 6,504 ordinary shares of New Eaton for $37.505 with the same terms and conditions as the original Eaton stock option.
- [F9]This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 6,450 ordinary shares of New Eaton for $37.21 with the same terms and conditions as the original Eaton stock option.