4//SEC Filing
EATON CORP 4
Accession 0001181431-12-061865
CIK 0000031277operating
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 6:12 PM ET
Size
30.0 KB
Accession
0001181431-12-061865
Insider Transaction Report
Form 4
EATON CORPETN
ARNOLD CRAIG
VC & COO-Industrial Sector
Transactions
- Disposition to Issuer
Common Stock
2012-11-30−124,585→ 0 total - Disposition to Issuer
Restricted Stock Units
2012-11-30−3,544→ 0 totalExercise: $0.00→ Common Shares (3,544 underlying) - Disposition to Issuer
Restricted Stock Units
2012-11-30−18,200→ 0 totalExercise: $0.00→ Common Shares (18,200 underlying) - Disposition to Issuer
Stock Option
2012-11-30−44,000→ 0 totalExercise: $53.71Exp: 2021-02-22→ Common Shares (44,000 underlying) - Disposition to Issuer
Common Stock
2012-11-30−140.953→ 0 total(indirect: By Trust) - Disposition to Issuer
Restricted Stock Units
2012-11-30−8,250→ 0 totalExercise: $0.00→ Common Shares (8,250 underlying) - Disposition to Issuer
Stock Option
2012-11-30−44,100→ 0 totalExercise: $51.94Exp: 2022-02-21→ Common Shares (44,100 underlying) - Disposition to Issuer
Stock Option
2012-11-30−60,000→ 0 totalExercise: $34.31Exp: 2016-02-21→ Common Shares (60,000 underlying) - Disposition to Issuer
Stock Option
2012-11-30−60,000→ 0 totalExercise: $40.41Exp: 2017-02-27→ Common Shares (60,000 underlying) - Disposition to Issuer
Stock Option
2012-11-30−63,000→ 0 totalExercise: $41.56Exp: 2018-02-26→ Common Shares (63,000 underlying) - Disposition to Issuer
Restricted Stock Units
2012-11-30−11,925→ 0 totalExercise: $0.00→ Common Shares (11,925 underlying) - Disposition to Issuer
Stock Option
2012-11-30−68,400→ 0 totalExercise: $34.11Exp: 2015-02-22→ Common Shares (68,400 underlying)
Footnotes (11)
- [F1]Represents shares of Eaton Corporation ("Eaton") disposed of pursuant to merger of a wholly-owned subsidiary of Eaton Corporation plc ("New Eaton") with and into Eaton, with Eaton surviving the merger as a wholly-owned subsidiary of New Eaton (the "Merger"), in exchange for ordinary shares of New Eaton, which was consummated simultaneous with and conditioned on New Eaton's acquisition of Cooper Industries plc by means of a "scheme of arrangement", an Irish statutory procedure under the Companies Act of 1963. At the effective time of the Merger, each Eaton common share was cancelled and converted into the right to receive one New Eaton ordinary share.
- [F10]This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 60,000 ordinary shares of New Eaton for $40.405 per share with the same terms and conditions as the original Eaton stock option.
- [F11]This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 63,000 ordinary shares of New Eaton for $41.565 per share with the same terms and conditions as the original Eaton stock option.
- [F2]These restricted stock units, which vest in four equal installments beginning on February 24, 2010, were assumed by New Eaton in the Merger and replaced with 3,544 New Eaton restricted stock units with the same terms and conditions as the original Eaton restricted stock units.
- [F3]These restricted stock units, which vest in four equal installments beginning on February 23, 2011, were assumed by New Eaton in the Merger and replaced with 18,200 New Eaton restricted stock units with the same terms and conditions as the original Eaton restricted stock units.
- [F4]These restricted stock units, which vest in four equal installments beginning on February 22, 2012, were assumed by New Eaton in the Merger and replaced with 8,250 New Eaton restricted stock units with the same terms and conditions as the original Eaton restricted stock units.
- [F5]These restricted stock units, which vest in four equal installments beginning on February 21, 2013, were assumed by New Eaton in the Merger and replaced with 11,925 New Eaton restricted stock units with the same terms and conditions as the original Eaton restricted stock unit.
- [F6]This option, which provided for vesting in three equal installments beginning on February 21, 2013, was assumed by New Eaton in the Merger and replaced with an option to purchase 44,100 ordinary shares of New Eaton for $51.94 per share with the same terms and conditions as the original Eaton stock option.
- [F7]This option, which provided for vesting in three equal installments beginning on February 22, 2012, was assumed by New Eaton in the Merger and replaced with an option to purchase 44,000 ordinary shares of New Eaton for $53.71 per share with the same terms and conditions as the original Eaton stock option.
- [F8]This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 68,400 ordinary shares of New Eaton for $34.11 per share with the same terms and conditions as the original Eaton stock option.
- [F9]This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 60,000 ordinary shares of New Eaton for $34.31 per share with the same terms and conditions as the original Eaton stock option.
Documents
Issuer
EATON CORP
CIK 0000031277
Entity typeoperating
IncorporatedOH
Related Parties
1- filerCIK 0000031277
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 6:12 PM ET
- Size
- 30.0 KB