4//SEC Filing
EATON CORP 4
Accession 0001181431-12-061869
CIK 0000031277operating
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 6:15 PM ET
Size
12.1 KB
Accession
0001181431-12-061869
Insider Transaction Report
Form 4
EATON CORPETN
Golden Charles E
Director
Transactions
- Disposition to Issuer
Stock Option
2012-11-30−20,000→ 0 totalExercise: $37.87Exp: 2017-01-24→ Common Shares (20,000 underlying) - Disposition to Issuer
Common Stock
2012-11-30−10,590→ 0 total - Disposition to Issuer
Stock Option
2012-11-30−6,450→ 0 totalExercise: $37.21Exp: 2018-01-22→ Common Shares (6,450 underlying) - Disposition to Issuer
Phantom Shares
2012-11-30−8,246.36→ 0 totalExercise: $0.00→ Common Shares (8,246.36 underlying)
Footnotes (5)
- [F1]Represents shares of Eaton Corporation ("Eaton") disposed of pursuant to merger of a wholly-owned subsidiary of Eaton Corporation plc ("New Eaton") with and into Eaton, with Eaton surviving the merger as a wholly-owned subsidiary of New Eaton (the "Merger"), in exchange for ordinary shares of New Eaton, which was consummated simultaneous with and conditioned on New Eaton's acquisition of Cooper Industries plc by means of a "scheme of arrangement", an Irish statutory procedure under the Companies Act of 1963. At the effective time of the Merger, each Eaton common share was cancelled and converted into the right to receive one New Eaton ordinary share.
- [F2]This field is not applicable.
- [F3]These phantom share units were assumed by New Eaton in the Merger and replaced with 8,246.36 New Eaton phantom share units with the same terms and conditions as the original Eaton phantom share units.
- [F4]This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 20,000 ordinary shares of New Eaton for $37.865 with the same terms and conditions as the original Eaton stock option.
- [F5]This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 6,450 ordinary shares of New Eaton for $37.21 with the same terms and conditions as the original Eaton stock option.
Documents
Issuer
EATON CORP
CIK 0000031277
Entity typeoperating
IncorporatedOH
Related Parties
1- filerCIK 0000031277
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 6:15 PM ET
- Size
- 12.1 KB