CASKEY C THOMAS 4
4 · COMPLETE GENOMICS INC · Filed Dec 3, 2012
Insider Transaction Report
Form 4
CASKEY C THOMAS
Director
Transactions
- Exercise/Conversion
Common Stock, par value $0.001
2012-11-30+833→ 6,817 total - Exercise/Conversion
Restricted Stock Units
2012-11-30−833→ 834 totalExercise: $0.00→ Common Stock (833 underlying)
Footnotes (3)
- [F1]The shares were acquired upon vesting and conversion of Restricted Stock Units, which were received as a grant for which no consideration was paid.
- [F2]Upon vesting, Reporting Person is entitled to receive one share of common stock for each restricted stock unit.
- [F3]The restricted stock units vest in three successive and equal annual installments measured from November 30, 2010, such that the restricted stock units will vest in full on the third anniversary of November 30, 2010, subject to the Reporting Person's continued employment or service relationship with the Issuer on each of the vesting dates. Such restricted stock units include a change of control provision such that all unvested awards will immediately vest and become exercisable in connection with a change of control of Issuer.