4//SEC Filing
Martin John A 4
Accession 0001181431-12-062398
CIK 0001265131other
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 9:03 PM ET
Size
7.4 KB
Accession
0001181431-12-062398
Insider Transaction Report
Form 4
Martin John A
EVP/CFO of Plains Capital Corp
Transactions
- Award
Common Stock
2012-11-30+560→ 560 total(indirect: By ESOP) - Award
Common Stock
2012-11-30+35,671→ 39,171 total
Footnotes (3)
- [F1]Received in exchange for 45,969 shares of PlainsCapital Corporation ("PlainsCapital") original common stock in connection with the merger of PlainsCapital with and into Meadow Corporation, a wholly owned subsidiary of Issuer ("Meadow"), pursuant to which Meadow continued as the surviving corporation and as a wholly owned subsidiary of Issuer (the "Merger"). As consideration for the Merger, each share of PlainsCapital common stock converted into the right to receive $9.00 in cash and 0.776 shares of Issuer common stock, which, on the effective date of the Merger, had a closing price of $14.29 per share.
- [F2]Received in connection with the Merger in exchange for 722 shares of PlainsCapital original common stock allocated to the account of the reporting person under the Plains Capital Corporation Employee Stock Ownership Plan.
- [F3]The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these shares.
Documents
Issuer
Hilltop Holdings Inc.
CIK 0001265131
Entity typeother
Related Parties
1- filerCIK 0001322721
Filing Metadata
- Form type
- 4
- Filed
- Dec 3, 7:00 PM ET
- Accepted
- Dec 4, 9:03 PM ET
- Size
- 7.4 KB