4//SEC Filing
Peters Scott 4
Accession 0001181431-12-062510
CIK 0000776008other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 12:46 PM ET
Size
13.3 KB
Accession
0001181431-12-062510
Insider Transaction Report
Form 4
Tradewinds Master Fund (BVI) Ltd.
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2012-11-13$1.00/sh+1,290,323$1,290,323→ 23,231,111 total(indirect: See footnotes) - Exercise of In-Money
Common Stock Warrants (right to buy)
2012-11-13−1,290,323→ 5,334,268 total(indirect: See footnotes)Exercise: $1.00From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,290,323 underlying)
Peters Scott
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2012-11-13$1.00/sh+1,290,323$1,290,323→ 23,231,111 total(indirect: See footnotes) - Exercise of In-Money
Common Stock Warrants (right to buy)
2012-11-13−1,290,323→ 5,334,268 total(indirect: See footnotes)Exercise: $1.00From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,290,323 underlying)
P.V. Partners, L.P.
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2012-11-13$1.00/sh+1,290,323$1,290,323→ 23,231,111 total(indirect: See footnotes) - Exercise of In-Money
Common Stock Warrants (right to buy)
2012-11-13−1,290,323→ 5,334,268 total(indirect: See footnotes)Exercise: $1.00From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,290,323 underlying)
Feehan Partners, L.P.
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2012-11-13$1.00/sh+1,290,323$1,290,323→ 23,231,111 total(indirect: See footnotes) - Exercise of In-Money
Common Stock Warrants (right to buy)
2012-11-13−1,290,323→ 5,334,268 total(indirect: See footnotes)Exercise: $1.00From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,290,323 underlying)
Footnotes (2)
- [F1]Robert W. Scannell is a director Tradewinds Master Fund (BVI), Ltd. ("Tradewinds") and the General Partner of Feehan Partners, L.P. ("Feehan") and has voting and investment power over each entity's respective securities. Scott P. Peters is a director of Tradewinds Master Fund (BVI), Ltd. and the General Partner of PV Partners, L.P. ("PVP") and has voting and investment power over each entity's respective securities. Mr. Peters owns a Roth IRA and an Individual IRA and has voting and investment power over the securities held in them. (Continued on footnote 2)
- [F2]Tradewinds Master Fund (BVI), Ltd. is a business company organized in the British Virgin Islands. Tradewinds Investment Management, L.P. is its investment manager pursuant to an investment management agreement over which Messrs. Scannell and Peters exercise voting and investment authority and control. Mr. Peters disclaims beneficial ownership of and receives no pecuniary interest from the securities held by Feehan and Mr. Scannell disclaims beneficial ownership of and receives no pecuniary interest from the securities held by PVP or Mr. Peters' Roth IRA and Individual IRA. Each Reporting Person individually owns less than 10% of the CIGX securities, but as a group, the Reporting Persons own over 10% of the CIGX securities.
Documents
Issuer
STAR SCIENTIFIC INC
CIK 0000776008
Entity typeother
Related Parties
1- filerCIK 0001444109
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 12:46 PM ET
- Size
- 13.3 KB