Tillinghast Sam W. 4
4 · THL Credit, Inc. · Filed Dec 11, 2012
Insider Transaction Report
Form 4
THL Credit, Inc.TCRD
Tillinghast Sam W.
Co-President and CROOther
Transactions
- Other
Common Stock
2012-12-07+4,862→ 36,716.814 total
Holdings
- 4,057,904.291(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]Pro-rata distribution for no consideration in transactions exempt under Rule 16a-9(a) from THL Credit Partners BDC Holdings, L.P. to its limited partners.
- [F2]The reported number includes 621.3786 shares of Common Stock acquired on September 28, 2012, pursuant to a dividend reinvestment plan.
- [F3]Represents (i) 4,047,719.812 shares owned by THL Credit Partners BDC Holdings, L.P., (ii) 6,974.479 shares owned by THL Credit Opportunities, L.P., and (iii) 3,210 shares owned by THL Credit Partners GP, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report should not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.