HARDING MARK A 4
4 · FARMER BROTHERS CO · Filed Dec 11, 2012
Insider Transaction Report
Form 4
HARDING MARK A
SR. V.P. OPERATIONS
Transactions
- Award
Common stock $1.00 par value
2012-12-07+1,627→ 19,294 total - Award
Stock option (right to buy)
2012-12-07+10,638→ 90,451 totalExercise: $11.81Exp: 2019-12-07→ Common Stock (10,638 underlying)
Footnotes (3)
- [F1]Grant of restricted stock under the 2007 Omnibus Plan; 100% of the shares will vest on December 7, 2015, subject to acceleration provisions of the 2007 Omnibus Plan and restricted stock agreement.
- [F2]Includes a total of 2,416 shares (including 535 shares in fiscal 2012) allocated as of the reporting date to the reporting person pursuant to the Employee Stock Ownership Plan.
- [F3]Grant of non-qualified stock option; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, commencing on December 7, 2013, subject to acceleration provisions of the 2007 Omnibus Plan and stock option agreement.