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3//SEC Filing

Draper Fisher Jurvetson Fund IX LP 3

Accession 0001181431-12-064162

CIK 0001408356other
View on SEC.govCompany Profile

Filed

Dec 11, 7:00 PM ET

Accepted

Dec 12, 6:06 PM ET

Size

33.8 KB

Accession

0001181431-12-064162

Insider Transaction Report

Form 3
Period: 2012-12-12
SOLARCITY CORPSCTY
Fisher John H N
Director10% Owner
Holdings

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,525,094 underlying)

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,440,000 underlying)

  • Warrants to purchase Series F Preferred Stock (right to buy)

    (indirect: See footnotes)
    Exercise: $9.68→ Common Stock (61,106 underlying)

  • Series F Preferred Stock

    (indirect: See footnotes)
    → Common Stock (611,096 underlying)

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Common Stock (190,476 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (7,495,366 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (739,370 underlying)

  • Common Stock

    (indirect: See footnotes)
    1,800,508
Draper Fisher Jurvetson Partners X, LLC
Director10% Owner
Holdings

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Common Stock (190,476 underlying)

  • Common Stock

    (indirect: See footnotes)
    1,800,508

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,525,094 underlying)

  • Series F Preferred Stock

    (indirect: See footnotes)
    → Common Stock (611,096 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (7,495,366 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (739,370 underlying)

  • Warrants to purchase Series F Preferred Stock (right to buy)

    (indirect: See footnotes)
    Exercise: $9.68→ Common Stock (61,106 underlying)

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,440,000 underlying)
DRAPER ASSOCIATES L P
Director10% Owner
Holdings

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (739,370 underlying)

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Common Stock (190,476 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (7,495,366 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,525,094 underlying)

  • Warrants to purchase Series F Preferred Stock (right to buy)

    (indirect: See footnotes)
    Exercise: $9.68→ Common Stock (61,106 underlying)

  • Common Stock

    (indirect: See footnotes)
    1,800,508

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,440,000 underlying)

  • Series F Preferred Stock

    (indirect: See footnotes)
    → Common Stock (611,096 underlying)
DRAPER TIMOTHY C
Director10% Owner
Holdings

  • Common Stock

    (indirect: See footnotes)
    1,800,508

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,525,094 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (739,370 underlying)

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,440,000 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (7,495,366 underlying)

  • Series F Preferred Stock

    (indirect: See footnotes)
    → Common Stock (611,096 underlying)

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Common Stock (190,476 underlying)

  • Warrants to purchase Series F Preferred Stock (right to buy)

    (indirect: See footnotes)
    Exercise: $9.68→ Common Stock (61,106 underlying)
Draper Fisher Jurvetson Fund IX LP
Director10% Owner
Holdings

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Common Stock (190,476 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (739,370 underlying)

  • Common Stock

    (indirect: See footnotes)
    1,800,508

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,525,094 underlying)

  • Series F Preferred Stock

    (indirect: See footnotes)
    → Common Stock (611,096 underlying)

  • Warrants to purchase Series F Preferred Stock (right to buy)

    (indirect: See footnotes)
    Exercise: $9.68→ Common Stock (61,106 underlying)

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,440,000 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (7,495,366 underlying)
Draper Fisher Jurvetson Partners IX, LLC
Director10% Owner
Holdings

  • Common Stock

    (indirect: See footnotes)
    1,800,508

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Common Stock (190,476 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (7,495,366 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (739,370 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,525,094 underlying)

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,440,000 underlying)

  • Series F Preferred Stock

    (indirect: See footnotes)
    → Common Stock (611,096 underlying)

  • Warrants to purchase Series F Preferred Stock (right to buy)

    (indirect: See footnotes)
    Exercise: $9.68→ Common Stock (61,106 underlying)
Jurvetson Stephen T
Director10% Owner
Holdings

  • Common Stock

    (indirect: See footnotes)
    1,800,508

  • Warrants to purchase Series F Preferred Stock (right to buy)

    (indirect: See footnotes)
    Exercise: $9.68→ Common Stock (61,106 underlying)

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Common Stock (190,476 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (7,495,366 underlying)

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,440,000 underlying)

  • Series F Preferred Stock

    (indirect: See footnotes)
    → Common Stock (611,096 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,525,094 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (739,370 underlying)
DRAPER FISHER JURVETSON GROWTH FUND 2006 LP
Director10% Owner
Holdings

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (7,495,366 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (739,370 underlying)

  • Series F Preferred Stock

    (indirect: See footnotes)
    → Common Stock (611,096 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,525,094 underlying)

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,440,000 underlying)

  • Common Stock

    (indirect: See footnotes)
    1,800,508

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Common Stock (190,476 underlying)

  • Warrants to purchase Series F Preferred Stock (right to buy)

    (indirect: See footnotes)
    Exercise: $9.68→ Common Stock (61,106 underlying)
Draper Fisher Jurvetson Fund X, L.P.
Director10% Owner
Holdings

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,525,094 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (739,370 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (7,495,366 underlying)

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,440,000 underlying)

  • Common Stock

    (indirect: See footnotes)
    1,800,508

  • Series F Preferred Stock

    (indirect: See footnotes)
    → Common Stock (611,096 underlying)

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Common Stock (190,476 underlying)

  • Warrants to purchase Series F Preferred Stock (right to buy)

    (indirect: See footnotes)
    Exercise: $9.68→ Common Stock (61,106 underlying)
DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC
Director10% Owner
Holdings

  • Warrants to purchase Series F Preferred Stock (right to buy)

    (indirect: See footnotes)
    Exercise: $9.68→ Common Stock (61,106 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Common Stock (2,525,094 underlying)

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Common Stock (1,440,000 underlying)

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Common Stock (190,476 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Common Stock (739,370 underlying)

  • Series F Preferred Stock

    (indirect: See footnotes)
    → Common Stock (611,096 underlying)

  • Common Stock

    (indirect: See footnotes)
    1,800,508

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Common Stock (7,495,366 underlying)
Footnotes (11)
  • [F1]61,104 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 1,643,510 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 32,218 of these shares are owned directly by Draper Fisher Jurvetson Fund X, L.P., 16,796 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 44,538 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, 1,358 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC and 984 of these shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
  • [F10]The Managing Member of DARF is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Baily are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Baily. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
  • [F11]Warrants to purchase 2,476 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, warrants to purchase 20,446 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., warrants to purchase 21,692 of these shares are owned directly by Draper Fisher Jurvetson Fund X, L.P., warrants to purchase 14,134 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., warrants to purchase 554 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, warrants to purchase 1,142 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC and warrants to purchase 662 of these shares are owned directly by Draper Fisher Jurvetson Partners X, LLC. These warrants will be automatically net exercised and will expire on the effective date of the issuer's initial public offering.
  • [F2]Each share of the issuer's Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock will automatically convert into one share of common stock upon the closing of the issuer's initial public offering, and has no expiration date.
  • [F3]6,380 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 179,238 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., and 4,858 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC.
  • [F4]3,526,570 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 125,548 of these shares are owned directly by Draper Associates, L.P., 3,467,356 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 95,566 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 280,326 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
  • [F5]68,158 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 907,252 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 605,042 of these shares are owned directly by Draper Fisher Jurvetson Fund X, L.P., 12,880 of these shares are owned directly by Draper Associates, L.P., 822,216 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 24,586 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, 66,474 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC and 18,486 of these shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
  • [F6]347,874 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 12,384 of these shares are owned directly by Draper Associates, L.P., 342,034 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 9,426 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 27,652 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
  • [F7]752,800 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 26,800 of these shares are owned directly by Draper Associates, L.P., 592,128 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 20,400 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 47,872 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
  • [F8]24,754 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 204,470 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 216,928 of these shares are owned directly by Draper Fisher Jurvetson Fund X, L.P., 141,346 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 5,542 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, 11,428 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC and 6,628 of these shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
  • [F9]John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) invests lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. (Continued to footnote 10)

Documents

1 file

Issuer

SOLARCITY CORP

CIK 0001408356

→
Entity typeother
IncorporatedCayman Islands

Related Parties

1
  • filerCIK 0001385373

Filing Metadata

Form type
3
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 6:06 PM ET
Size
33.8 KB
View on SEC.gov