Home/Filings/4/0001181431-12-065702
4//SEC Filing

DALES CLIFFORD H 4

Accession 0001181431-12-065702

CIK 0000860519other

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 5:58 PM ET

Size

34.7 KB

Accession

0001181431-12-065702

Insider Transaction Report

Form 4
Period: 2003-10-28
Transactions
  • Award

    Stock Option

    2006-04-20+461461 total
    Exercise: $28.56Exp: 2016-04-20Common Stock (461 underlying)
  • Disposition to Issuer

    Stock Option

    2012-12-132530 total
    Exercise: $22.76Exp: 2015-04-21Common Stock (253 underlying)
  • Award

    Stock Option

    2008-04-24+647647 total
    Exercise: $17.44Exp: 2018-04-24Common Stock (647 underlying)
  • Disposition to Issuer

    Stock Option

    2012-12-134610 total
    Exercise: $28.56Exp: 2016-04-20Common Stock (461 underlying)
  • Disposition to Issuer

    Stock Option

    2012-12-133170 total
    Exercise: $25.70Exp: 2017-04-23Common Stock (317 underlying)
  • Disposition to Issuer

    Stock Option

    2012-12-136470 total
    Exercise: $17.44Exp: 2018-04-24Common Stock (647 underlying)
  • Disposition to Issuer

    Stock Option

    2012-12-13$0.72/sh1,342$9660 total
    Exercise: $8.74Exp: 2019-04-23Common Stock (1,342 underlying)
  • Award

    Deferred Stock Units

    2003-10-28+11,587.9811,587.98 total
    Common Stock (11,587.98 underlying)
  • Award

    Stock Option

    2007-04-23+317317 total
    Exercise: $25.70Exp: 2017-04-23Common Stock (317 underlying)
  • Disposition to Issuer

    Common Stock

    2012-12-1310,9980 total
  • Award

    Stock Option

    2009-04-23+1,3421,342 total
    Exercise: $8.74Exp: 2019-04-23Common Stock (1,342 underlying)
  • Disposition to Issuer

    Deferred Stock Units

    2012-12-1311,587.980 total
    Common Stock (11,587.98 underlying)
  • Award

    Stock Option

    2005-04-21+253253 total
    Exercise: $22.76Exp: 2015-04-21Common Stock (253 underlying)
  • Award

    Stock Option

    2010-04-22+511511 total
    Exercise: $11.25Exp: 2020-04-22Common Stock (511 underlying)
  • Disposition to Issuer

    Stock Option

    2012-12-135110 total
    Exercise: $11.25Exp: 2020-04-22Common Stock (511 underlying)
Footnotes (5)
  • [F1]Includes 6,776 shares held in the reporting person's IRA/401(k).
  • [F2]Pursuant to the Agreement and Plan of Merger by and between the issuer and SCBT Financial Corporation ("SCBT"), dated as of August 7, 2012 (the "Merger Agreement"), each share of issuer common stock was converted into 0.2503 shares of SCBT common stock, for a total of 2,753 shares of SCBT common stock having a market value of $39.40 per share on the effective date.
  • [F3]The option vested 25% on the grant date, 25% on the following July 1, 25% on the following October 1, and 25% on the following January 1.
  • [F4]Pursuant to the Merger Agreement, each issuer stock option was converted into the right to receive a cash payment equal to the product of (i) the excess, if any, of (A) the closing price per share of issuer common stock immediately prior to the effective time of the merger ($9.46) over (B) the per-share exercise price of such issuer stock option and (ii) the number of shares of issuer common stock subject to such issuer stock option. In the event that the product obtained by the prior sentence was zero or a negative number, then the issuer stock option was cancelled for no consideration.
  • [F5]Reflects amounts held in the reporting person's account accumulated over time and denominated in issuer common stock under the SAVB Deferred Stock Plan ("Issuer Deferred Stock Units"). Pursuant to the Merger Agreement, the Issuer Deferred Stock Units were converted into the right with respect to a number of shares of SCBT common stock that was equal to the number of Issuer Deferred Stock Units immediately prior to the effective time of the merger multiplied by 0.2503 (rounded to the nearest whole share), for a total of 2,900 Deferred Stock Units, and otherwise on the same terms and conditions as applied to such Issuer Deferred Stock Units immediately prior to the effective time of the merger. As of the effective time of the merger, SCBT assumed the obligations and succeeded to the rights of the issuer with respect to the Issuer Deferred Stock Units (as converted into SCBT Deferred Stock Units).

Issuer

SAVANNAH BANCORP INC

CIK 0000860519

Entity typeother

Related Parties

1
  • filerCIK 0001192757

Filing Metadata

Form type
4
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 5:58 PM ET
Size
34.7 KB