Harrington Mark 4
4 · Guidance Software, Inc. · Filed Dec 19, 2012
Insider Transaction Report
Form 4
Harrington Mark
General Counsel & Corp. Sec.
Transactions
- Exercise/Conversion
Common Stock
2012-12-17$6.37/sh+50,000$318,500→ 106,165 total - Exercise/Conversion
Employee Stock Option (right to buy)
2012-12-17−50,000→ 0 totalExercise: $6.37Exp: 2016-02-22→ Common stock (50,000 underlying) - Sale
Common Stock
2012-12-17$11.12/sh−50,000$555,795→ 56,165 total
Footnotes (4)
- [F1]Pursuant to a Section 10b5-1 Plan established by Mr. Harrington on November 15, 2012, vested employee stock options representing a total of 50,000 shares of Common Stock were exercised and sold, at an average price of $11.1159 per share.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $11.28 per share, inclusive.
- [F3]The reporting person undertakes to provide Guidance Software, Inc., any security holder of Guidance Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges indicated in the footnotes to this Form 4.
- [F4]The exercised options are the full award granted to Mr. Harrington on February 21, 2006, which fully vested over a four-year period after the grant date.