Home/Filings/4/0001181431-12-066418

4//SEC Filing

Draper Fisher Jurvetson Fund IX LP 4

Accession 0001181431-12-066418

CIK 0001408356other

View on SEC.gov Company Profile

Filed

Dec 19, 7:00 PM ET

Accepted

Dec 20, 8:00 PM ET

Size

64.7 KB

Accession

0001181431-12-066418

Insider Transaction Report

Form 4

Period: 2012-12-18

SOLARCITY CORPSCTY

Fisher John H N

Director10% Owner

Transactions

Purchase
Common Stock
2012-12-18$8.00/sh+450,000$3,600,000→ 1,304,188 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+18,700$149,600→ 453,810 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+13,750$110,000→ 39,848 total(indirect: See Footnotes)
Conversion
Series F Preferred Stock
2012-12-18−611,096→ 0 total(indirect: See Footnotes)
→ Common Stock (611,096 underlying)
Conversion
Common Stock
2012-12-18+7,561,714→ 7,561,714 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+854,188→ 854,188 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+705,750$5,646,000→ 8,267,464 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+231,300$1,850,400→ 5,613,176 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+160,396→ 160,396 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+204,916→ 204,916 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+435,110→ 435,110 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+26,098→ 26,098 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+61,375$491,000→ 61,375 total(indirect: See Footnotes)
Conversion
Series A Preferred Stock
2012-12-18−190,476→ 0 total(indirect: See Footnotes)
→ Common Stock (190,476 underlying)
Conversion
Series C Preferred Stock
2012-12-18−7,495,366→ 0 total(indirect: See Footnotes)
→ Common Stock (7,495,366 underlying)
Conversion
Series D Preferred Stock
2012-12-18−2,525,094→ 0 total(indirect: See Footnotes)
→ Common Stock (2,525,094 underlying)
Conversion
Series E Preferred Stock
2012-12-18−739,370→ 0 total(indirect: See Footnotes)
→ Common Stock (739,370 underlying)
Conversion
Series E-1 Preferred Stock
2012-12-18−1,440,000→ 0 total(indirect: See Footnotes)
→ Common Stock (1,440,000 underlying)
Conversion
Common Stock
2012-12-18+177,612→ 177,612 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+5,381,876→ 5,381,876 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+19,125$153,000→ 224,041 total(indirect: See Footnotes)

DRAPER TIMOTHY C

Director10% Owner

Transactions

Purchase
Common Stock
2012-12-18$8.00/sh+13,750$110,000→ 39,848 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+61,375$491,000→ 61,375 total(indirect: See Footnotes)
Conversion
Series D Preferred Stock
2012-12-18−2,525,094→ 0 total(indirect: See Footnotes)
→ Common Stock (2,525,094 underlying)
Conversion
Common Stock
2012-12-18+5,381,876→ 5,381,876 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+435,110→ 435,110 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+26,098→ 26,098 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+705,750$5,646,000→ 8,267,464 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+450,000$3,600,000→ 1,304,188 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+231,300$1,850,400→ 5,613,176 total(indirect: See Footnotes)
Conversion
Series E Preferred Stock
2012-12-18−739,370→ 0 total(indirect: See Footnotes)
→ Common Stock (739,370 underlying)
Conversion
Common Stock
2012-12-18+160,396→ 160,396 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+7,561,714→ 7,561,714 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+854,188→ 854,188 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+177,612→ 177,612 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+204,916→ 204,916 total(indirect: See Footnotes)
Conversion
Series F Preferred Stock
2012-12-18−611,096→ 0 total(indirect: See Footnotes)
→ Common Stock (611,096 underlying)
Purchase
Common Stock
2012-12-18$8.00/sh+18,700$149,600→ 453,810 total(indirect: See Footnotes)
Conversion
Series A Preferred Stock
2012-12-18−190,476→ 0 total(indirect: See Footnotes)
→ Common Stock (190,476 underlying)
Conversion
Series C Preferred Stock
2012-12-18−7,495,366→ 0 total(indirect: See Footnotes)
→ Common Stock (7,495,366 underlying)
Conversion
Series E-1 Preferred Stock
2012-12-18−1,440,000→ 0 total(indirect: See Footnotes)
→ Common Stock (1,440,000 underlying)
Purchase
Common Stock
2012-12-18$8.00/sh+19,125$153,000→ 224,041 total(indirect: See Footnotes)

Jurvetson Stephen T

Director10% Owner

Transactions

Conversion
Common Stock
2012-12-18+204,916→ 204,916 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+435,110→ 435,110 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+160,396→ 160,396 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+7,561,714→ 7,561,714 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+854,188→ 854,188 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+177,612→ 177,612 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+5,381,876→ 5,381,876 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+450,000$3,600,000→ 1,304,188 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+231,300$1,850,400→ 5,613,176 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+19,125$153,000→ 224,041 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+13,750$110,000→ 39,848 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+61,375$491,000→ 61,375 total(indirect: See Footnotes)
Conversion
Series C Preferred Stock
2012-12-18−7,495,366→ 0 total(indirect: See Footnotes)
→ Common Stock (7,495,366 underlying)
Conversion
Series F Preferred Stock
2012-12-18−611,096→ 0 total(indirect: See Footnotes)
→ Common Stock (611,096 underlying)
Conversion
Series A Preferred Stock
2012-12-18−190,476→ 0 total(indirect: See Footnotes)
→ Common Stock (190,476 underlying)
Conversion
Series D Preferred Stock
2012-12-18−2,525,094→ 0 total(indirect: See Footnotes)
→ Common Stock (2,525,094 underlying)
Conversion
Series E Preferred Stock
2012-12-18−739,370→ 0 total(indirect: See Footnotes)
→ Common Stock (739,370 underlying)
Conversion
Series E-1 Preferred Stock
2012-12-18−1,440,000→ 0 total(indirect: See Footnotes)
→ Common Stock (1,440,000 underlying)
Conversion
Common Stock
2012-12-18+26,098→ 26,098 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+705,750$5,646,000→ 8,267,464 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+18,700$149,600→ 453,810 total(indirect: See Footnotes)

Draper Fisher Jurvetson Fund IX LP

Director10% Owner

Transactions

Conversion
Common Stock
2012-12-18+160,396→ 160,396 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+854,188→ 854,188 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+7,561,714→ 7,561,714 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+177,612→ 177,612 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+26,098→ 26,098 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+5,381,876→ 5,381,876 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+705,750$5,646,000→ 8,267,464 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+450,000$3,600,000→ 1,304,188 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+19,125$153,000→ 224,041 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+18,700$149,600→ 453,810 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+13,750$110,000→ 39,848 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+61,375$491,000→ 61,375 total(indirect: See Footnotes)
Conversion
Series C Preferred Stock
2012-12-18−7,495,366→ 0 total(indirect: See Footnotes)
→ Common Stock (7,495,366 underlying)
Conversion
Common Stock
2012-12-18+204,916→ 204,916 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+435,110→ 435,110 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+231,300$1,850,400→ 5,613,176 total(indirect: See Footnotes)
Conversion
Series A Preferred Stock
2012-12-18−190,476→ 0 total(indirect: See Footnotes)
→ Common Stock (190,476 underlying)
Conversion
Series E Preferred Stock
2012-12-18−739,370→ 0 total(indirect: See Footnotes)
→ Common Stock (739,370 underlying)
Conversion
Series E-1 Preferred Stock
2012-12-18−1,440,000→ 0 total(indirect: See Footnotes)
→ Common Stock (1,440,000 underlying)
Conversion
Series D Preferred Stock
2012-12-18−2,525,094→ 0 total(indirect: See Footnotes)
→ Common Stock (2,525,094 underlying)
Conversion
Series F Preferred Stock
2012-12-18−611,096→ 0 total(indirect: See Footnotes)
→ Common Stock (611,096 underlying)

Draper Fisher Jurvetson Partners IX, LLC

Director10% Owner

Transactions

Purchase
Common Stock
2012-12-18$8.00/sh+13,750$110,000→ 39,848 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+61,375$491,000→ 61,375 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+7,561,714→ 7,561,714 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+177,612→ 177,612 total(indirect: See Footnotes)
Conversion
Series D Preferred Stock
2012-12-18−2,525,094→ 0 total(indirect: See Footnotes)
→ Common Stock (2,525,094 underlying)
Conversion
Series F Preferred Stock
2012-12-18−611,096→ 0 total(indirect: See Footnotes)
→ Common Stock (611,096 underlying)
Conversion
Common Stock
2012-12-18+160,396→ 160,396 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+5,381,876→ 5,381,876 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+705,750$5,646,000→ 8,267,464 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+854,188→ 854,188 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+231,300$1,850,400→ 5,613,176 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+18,700$149,600→ 453,810 total(indirect: See Footnotes)
Conversion
Series A Preferred Stock
2012-12-18−190,476→ 0 total(indirect: See Footnotes)
→ Common Stock (190,476 underlying)
Conversion
Common Stock
2012-12-18+204,916→ 204,916 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+26,098→ 26,098 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+450,000$3,600,000→ 1,304,188 total(indirect: See Footnotes)
Conversion
Series C Preferred Stock
2012-12-18−7,495,366→ 0 total(indirect: See Footnotes)
→ Common Stock (7,495,366 underlying)
Conversion
Common Stock
2012-12-18+435,110→ 435,110 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+19,125$153,000→ 224,041 total(indirect: See Footnotes)
Conversion
Series E Preferred Stock
2012-12-18−739,370→ 0 total(indirect: See Footnotes)
→ Common Stock (739,370 underlying)
Conversion
Series E-1 Preferred Stock
2012-12-18−1,440,000→ 0 total(indirect: See Footnotes)
→ Common Stock (1,440,000 underlying)

Draper Fisher Jurvetson Fund X, L.P.

Director10% Owner

Transactions

Conversion
Common Stock
2012-12-18+204,916→ 204,916 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+435,110→ 435,110 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+705,750$5,646,000→ 8,267,464 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+160,396→ 160,396 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+7,561,714→ 7,561,714 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+854,188→ 854,188 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+26,098→ 26,098 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+61,375$491,000→ 61,375 total(indirect: See Footnotes)
Conversion
Series A Preferred Stock
2012-12-18−190,476→ 0 total(indirect: See Footnotes)
→ Common Stock (190,476 underlying)
Conversion
Series E Preferred Stock
2012-12-18−739,370→ 0 total(indirect: See Footnotes)
→ Common Stock (739,370 underlying)
Conversion
Common Stock
2012-12-18+5,381,876→ 5,381,876 total(indirect: See Footnotes)
Conversion
Series C Preferred Stock
2012-12-18−7,495,366→ 0 total(indirect: See Footnotes)
→ Common Stock (7,495,366 underlying)
Conversion
Series E-1 Preferred Stock
2012-12-18−1,440,000→ 0 total(indirect: See Footnotes)
→ Common Stock (1,440,000 underlying)
Conversion
Series F Preferred Stock
2012-12-18−611,096→ 0 total(indirect: See Footnotes)
→ Common Stock (611,096 underlying)
Purchase
Common Stock
2012-12-18$8.00/sh+19,125$153,000→ 224,041 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+177,612→ 177,612 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+450,000$3,600,000→ 1,304,188 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+13,750$110,000→ 39,848 total(indirect: See Footnotes)
Conversion
Series D Preferred Stock
2012-12-18−2,525,094→ 0 total(indirect: See Footnotes)
→ Common Stock (2,525,094 underlying)
Purchase
Common Stock
2012-12-18$8.00/sh+231,300$1,850,400→ 5,613,176 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+18,700$149,600→ 453,810 total(indirect: See Footnotes)

DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC

Director10% Owner

Transactions

Purchase
Common Stock
2012-12-18$8.00/sh+231,300$1,850,400→ 5,613,176 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+18,700$149,600→ 453,810 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+61,375$491,000→ 61,375 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+5,381,876→ 5,381,876 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+13,750$110,000→ 39,848 total(indirect: See Footnotes)
Conversion
Series A Preferred Stock
2012-12-18−190,476→ 0 total(indirect: See Footnotes)
→ Common Stock (190,476 underlying)
Conversion
Series C Preferred Stock
2012-12-18−7,495,366→ 0 total(indirect: See Footnotes)
→ Common Stock (7,495,366 underlying)
Conversion
Series D Preferred Stock
2012-12-18−2,525,094→ 0 total(indirect: See Footnotes)
→ Common Stock (2,525,094 underlying)
Conversion
Series F Preferred Stock
2012-12-18−611,096→ 0 total(indirect: See Footnotes)
→ Common Stock (611,096 underlying)
Conversion
Common Stock
2012-12-18+160,396→ 160,396 total(indirect: See Footnotes)
Conversion
Series E Preferred Stock
2012-12-18−739,370→ 0 total(indirect: See Footnotes)
→ Common Stock (739,370 underlying)
Conversion
Series E-1 Preferred Stock
2012-12-18−1,440,000→ 0 total(indirect: See Footnotes)
→ Common Stock (1,440,000 underlying)
Conversion
Common Stock
2012-12-18+435,110→ 435,110 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+854,188→ 854,188 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+177,612→ 177,612 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+26,098→ 26,098 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+705,750$5,646,000→ 8,267,464 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+7,561,714→ 7,561,714 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+204,916→ 204,916 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+450,000$3,600,000→ 1,304,188 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+19,125$153,000→ 224,041 total(indirect: See Footnotes)

Draper Fisher Jurvetson Partners X, LLC

Director10% Owner

Transactions

Purchase
Common Stock
2012-12-18$8.00/sh+231,300$1,850,400→ 5,613,176 total(indirect: See Footnotes)
Conversion
Series E-1 Preferred Stock
2012-12-18−1,440,000→ 0 total(indirect: See Footnotes)
→ Common Stock (1,440,000 underlying)
Conversion
Common Stock
2012-12-18+160,396→ 160,396 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+7,561,714→ 7,561,714 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+854,188→ 854,188 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+177,612→ 177,612 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+5,381,876→ 5,381,876 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+204,916→ 204,916 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+435,110→ 435,110 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+26,098→ 26,098 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+705,750$5,646,000→ 8,267,464 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+61,375$491,000→ 61,375 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+450,000$3,600,000→ 1,304,188 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+19,125$153,000→ 224,041 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+18,700$149,600→ 453,810 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+13,750$110,000→ 39,848 total(indirect: See Footnotes)
Conversion
Series A Preferred Stock
2012-12-18−190,476→ 0 total(indirect: See Footnotes)
→ Common Stock (190,476 underlying)
Conversion
Series E Preferred Stock
2012-12-18−739,370→ 0 total(indirect: See Footnotes)
→ Common Stock (739,370 underlying)
Conversion
Series F Preferred Stock
2012-12-18−611,096→ 0 total(indirect: See Footnotes)
→ Common Stock (611,096 underlying)
Conversion
Series C Preferred Stock
2012-12-18−7,495,366→ 0 total(indirect: See Footnotes)
→ Common Stock (7,495,366 underlying)
Conversion
Series D Preferred Stock
2012-12-18−2,525,094→ 0 total(indirect: See Footnotes)
→ Common Stock (2,525,094 underlying)

DRAPER ASSOCIATES L P

Director10% Owner

Transactions

Conversion
Common Stock
2012-12-18+26,098→ 26,098 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+19,125$153,000→ 224,041 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+13,750$110,000→ 39,848 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+160,396→ 160,396 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+177,612→ 177,612 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+204,916→ 204,916 total(indirect: See Footnotes)
Conversion
Series C Preferred Stock
2012-12-18−7,495,366→ 0 total(indirect: See Footnotes)
→ Common Stock (7,495,366 underlying)
Conversion
Common Stock
2012-12-18+854,188→ 854,188 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+5,381,876→ 5,381,876 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+435,110→ 435,110 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+705,750$5,646,000→ 8,267,464 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+450,000$3,600,000→ 1,304,188 total(indirect: See Footnotes)
Conversion
Series D Preferred Stock
2012-12-18−2,525,094→ 0 total(indirect: See Footnotes)
→ Common Stock (2,525,094 underlying)
Conversion
Series E-1 Preferred Stock
2012-12-18−1,440,000→ 0 total(indirect: See Footnotes)
→ Common Stock (1,440,000 underlying)
Purchase
Common Stock
2012-12-18$8.00/sh+231,300$1,850,400→ 5,613,176 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+18,700$149,600→ 453,810 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+61,375$491,000→ 61,375 total(indirect: See Footnotes)
Conversion
Series A Preferred Stock
2012-12-18−190,476→ 0 total(indirect: See Footnotes)
→ Common Stock (190,476 underlying)
Conversion
Series E Preferred Stock
2012-12-18−739,370→ 0 total(indirect: See Footnotes)
→ Common Stock (739,370 underlying)
Conversion
Series F Preferred Stock
2012-12-18−611,096→ 0 total(indirect: See Footnotes)
→ Common Stock (611,096 underlying)
Conversion
Common Stock
2012-12-18+7,561,714→ 7,561,714 total(indirect: See Footnotes)

DRAPER FISHER JURVETSON GROWTH FUND 2006 LP

Director10% Owner

Transactions

Purchase
Common Stock
2012-12-18$8.00/sh+705,750$5,646,000→ 8,267,464 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+231,300$1,850,400→ 5,613,176 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+13,750$110,000→ 39,848 total(indirect: See Footnotes)
Conversion
Series C Preferred Stock
2012-12-18−7,495,366→ 0 total(indirect: See Footnotes)
→ Common Stock (7,495,366 underlying)
Conversion
Series D Preferred Stock
2012-12-18−2,525,094→ 0 total(indirect: See Footnotes)
→ Common Stock (2,525,094 underlying)
Conversion
Common Stock
2012-12-18+160,396→ 160,396 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+7,561,714→ 7,561,714 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+177,612→ 177,612 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+5,381,876→ 5,381,876 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+26,098→ 26,098 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+18,700$149,600→ 453,810 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+854,188→ 854,188 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+204,916→ 204,916 total(indirect: See Footnotes)
Conversion
Common Stock
2012-12-18+435,110→ 435,110 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+450,000$3,600,000→ 1,304,188 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+19,125$153,000→ 224,041 total(indirect: See Footnotes)
Purchase
Common Stock
2012-12-18$8.00/sh+61,375$491,000→ 61,375 total(indirect: See Footnotes)
Conversion
Series E-1 Preferred Stock
2012-12-18−1,440,000→ 0 total(indirect: See Footnotes)
→ Common Stock (1,440,000 underlying)
Conversion
Series A Preferred Stock
2012-12-18−190,476→ 0 total(indirect: See Footnotes)
→ Common Stock (190,476 underlying)
Conversion
Series E Preferred Stock
2012-12-18−739,370→ 0 total(indirect: See Footnotes)
→ Common Stock (739,370 underlying)
Conversion
Series F Preferred Stock
2012-12-18−611,096→ 0 total(indirect: See Footnotes)
→ Common Stock (611,096 underlying)

Footnotes (19)

[F1]Each share of the issuer's Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock automatically converted into one share of common stock upon the closing of the issuer's initial public offering and has no expiration date.
[F10]These shares are owned directly by Draper Associates Riskmasters Fund III, LLC.
[F11]6,380 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 179,238 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., and 4,858 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC.
[F12]3,526,570 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 125,548 of these shares are owned directly by Draper Associates, L.P., 3,467,356 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 95,566 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 280,326 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
[F13]68,158 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 907,252 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 605,042 of these shares are owned directly by Draper Fisher Jurvetson Fund X, L.P., 12,880 of these shares are owned directly by Draper Associates, L.P., 822,216 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 24,586 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, 66,474 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC and 18,486 of these shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
[F14]347,874 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 12,384 of these shares are owned directly by Draper Associates, L.P., 342,034 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 9,426 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 27,652 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
[F15]752,800 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 26,800 of these shares are owned directly by Draper Associates, L.P., 592,128 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 20,400 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 47,872 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
[F16]24,754 of these shares are owned directly by Draper Associates Riskmasters Fund, LLC, 204,470 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P., 216,928 of these shares are owned directly by Draper Fisher Jurvetson Fund X, L.P., 141,346 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P., 5,542 of these shares are held by Draper Fisher Jurvetson Partners IX, LLC, 11,428 of these shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC and 6,628 of these shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.
[F17]John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. (continue to footnote 18).
[F18]The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010.
[F19]The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Baily are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Baily. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
[F2]These shares are owned directly by Draper Associates Riskmasters Fund, LLC.
[F3]These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P.
[F4]These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P.
[F5]These shares are owned directly by Draper Associates, L.P.
[F6]These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P.
[F7]These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC
[F8]These shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
[F9]These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC.

Documents

1 file

4
rrd364296.xmlPrimary
FORM 4

Issuer

SOLARCITY CORP

CIK 0001408356

→

Entity typeother

IncorporatedCayman Islands

Related Parties

filerCIK 0001385373

Filing Metadata

Form type: 4
Filed: Dec 19, 7:00 PM ET
Accepted: Dec 20, 8:00 PM ET
Size: 64.7 KB

View on SEC.gov