Waite Carol Farmer 4

Accession 0001181431-12-067498

CIK 0000034563other

View on SEC.gov Company Profile

Filed

Dec 27, 7:00 PM ET

Accepted

Dec 28, 5:26 PM ET

Size

36.3 KB

Accession

0001181431-12-067498

Insider Transaction Report

Form 4

Period: 2012-12-27

FARMER BROTHERS COFARM

Waite Carol Farmer

10% OwnerOther

Transactions

Other
Farmer Bros. Co. Common Stock
2012-12-27−250,205→ 6,413,118 total(indirect: See Footnote 11)
Other
Farmer Bros. Co. Common Stock
2012-12-27+250,205→ 6,413,118 total(indirect: See Footnote 12)
Other
Farmer Bros. Co. Common Stock
2012-12-27−417,986→ 6,413,118 total(indirect: See Footnote 13)
Other
Farmer Bros. Co. Common Stock
2012-12-27+417,986→ 6,413,118 total(indirect: See Footnote 14)
Other
Farmer Bros. Co. Common Stock
2012-12-27+217,789→ 6,413,118 total(indirect: See Footnote 6)
Other
Farmer Bros. Co. Common Stock
2012-12-27+217,790→ 6,413,118 total(indirect: See Footnote 2)
Other
Farmer Bros. Co. Common Stock
2012-12-27+250,205→ 6,413,118 total(indirect: See Footnote 8)
Other
Farmer Bros. Co. Common Stock
2012-12-27−217,790→ 6,413,118 total(indirect: See Footnote 3)
Other
Farmer Bros. Co. Common Stock
2012-12-27−250,205→ 6,413,118 total(indirect: See Footnote 9)
Other
Farmer Bros. Co. Common Stock
2012-12-27−217,790→ 6,413,118 total(indirect: See Footnote 1)
Other
Farmer Bros. Co. Common Stock
2012-12-27−250,205→ 6,413,118 total(indirect: See Footnote 7)
Other
Farmer Bros. Co. Common Stock
2012-12-27+250,205→ 6,413,118 total(indirect: See Footnote 10)
Other
Farmer Bros. Co. Common Stock
2012-12-27−340,000→ 6,073,118 total(indirect: See Footnote 15)
Other
Farmer Bros. Co. Common Stock
2012-12-27+217,790→ 6,413,118 total(indirect: See Footnote 4)
Other
Farmer Bros. Co. Common Stock
2012-12-27−217,789→ 6,413,118 total(indirect: See Footnote 5)

Grossman Jeanne Farmer

Director10% Owner

Transactions

Other
Farmer Bros. Co. Common Stock
2012-12-27−217,790→ 6,413,118 total(indirect: See Footnote 1)
Other
Farmer Bros. Co. Common Stock
2012-12-27−217,790→ 6,413,118 total(indirect: See Footnote 3)
Other
Farmer Bros. Co. Common Stock
2012-12-27+217,790→ 6,413,118 total(indirect: See Footnote 4)
Other
Farmer Bros. Co. Common Stock
2012-12-27+217,789→ 6,413,118 total(indirect: See Footnote 6)
Other
Farmer Bros. Co. Common Stock
2012-12-27+250,205→ 6,413,118 total(indirect: See Footnote 8)
Other
Farmer Bros. Co. Common Stock
2012-12-27−340,000→ 6,073,118 total(indirect: See Footnote 15)
Other
Farmer Bros. Co. Common Stock
2012-12-27−217,789→ 6,413,118 total(indirect: See Footnote 5)
Other
Farmer Bros. Co. Common Stock
2012-12-27−250,205→ 6,413,118 total(indirect: See Footnote 9)
Other
Farmer Bros. Co. Common Stock
2012-12-27−250,205→ 6,413,118 total(indirect: See Footnote 11)
Other
Farmer Bros. Co. Common Stock
2012-12-27+417,986→ 6,413,118 total(indirect: See Footnote 14)
Other
Farmer Bros. Co. Common Stock
2012-12-27+217,790→ 6,413,118 total(indirect: See Footnote 2)
Other
Farmer Bros. Co. Common Stock
2012-12-27−250,205→ 6,413,118 total(indirect: See Footnote 7)
Other
Farmer Bros. Co. Common Stock
2012-12-27+250,205→ 6,413,118 total(indirect: See Footnote 10)
Other
Farmer Bros. Co. Common Stock
2012-12-27+250,205→ 6,413,118 total(indirect: See Footnote 12)
Other
Farmer Bros. Co. Common Stock
2012-12-27−417,986→ 6,413,118 total(indirect: See Footnote 13)

Farmer Richard F

10% OwnerOther

Transactions

Other
Farmer Bros. Co. Common Stock
2012-12-27−217,790→ 6,413,118 total(indirect: See Footnote 1)
Other
Farmer Bros. Co. Common Stock
2012-12-27−250,205→ 6,413,118 total(indirect: See Footnote 9)
Other
Farmer Bros. Co. Common Stock
2012-12-27−250,205→ 6,413,118 total(indirect: See Footnote 11)
Other
Farmer Bros. Co. Common Stock
2012-12-27−417,986→ 6,413,118 total(indirect: See Footnote 13)
Other
Farmer Bros. Co. Common Stock
2012-12-27+217,790→ 6,413,118 total(indirect: See Footnote 2)
Other
Farmer Bros. Co. Common Stock
2012-12-27+217,790→ 6,413,118 total(indirect: See Footnote 4)
Other
Farmer Bros. Co. Common Stock
2012-12-27−217,789→ 6,413,118 total(indirect: See Footnote 5)
Other
Farmer Bros. Co. Common Stock
2012-12-27+217,789→ 6,413,118 total(indirect: See Footnote 6)
Other
Farmer Bros. Co. Common Stock
2012-12-27−250,205→ 6,413,118 total(indirect: See Footnote 7)
Other
Farmer Bros. Co. Common Stock
2012-12-27+250,205→ 6,413,118 total(indirect: See Footnote 10)
Other
Farmer Bros. Co. Common Stock
2012-12-27−340,000→ 6,073,118 total(indirect: See Footnote 15)
Other
Farmer Bros. Co. Common Stock
2012-12-27−217,790→ 6,413,118 total(indirect: See Footnote 3)
Other
Farmer Bros. Co. Common Stock
2012-12-27+250,205→ 6,413,118 total(indirect: See Footnote 8)
Other
Farmer Bros. Co. Common Stock
2012-12-27+250,205→ 6,413,118 total(indirect: See Footnote 12)
Other
Farmer Bros. Co. Common Stock
2012-12-27+417,986→ 6,413,118 total(indirect: See Footnote 14)

Footnotes (15)

[F1]On December 27, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 217,790 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Ms. Waite serves as the trustee. No shares were purchased or sold.
[F10]In connection with the distribution described in Note 9 above, 250,205 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Jeanne Farmer Grossman serves as the trustee. The shares held by such trust are beneficially owned by Ms. Grossman. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Grossman disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. No shares were purchased or sold.
[F11]On December 27, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 250,205 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Richard F. Farmer serves as the trustee. No shares were purchased or sold.
[F12]In connection with the distribution described in Note 11 above, 250,205 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Richard F. Farmer serves as the trustee. The shares held by such trust are beneficially owned by Mr. Farmer. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Mr. Farmer disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. No shares were purchased or sold.
[F13]On December 27, 2012, a trust for which Jeanne Farmer Grossman is the trustee distributed 417,986 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Carol Farmer Waite serves as the trustee. No shares were purchased or sold.
[F14]In connection with the distribution described in Note 13 above, 417,986 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Carol Farmer Waite serves as the trustee. The shares held by such trust are beneficially owned by Ms. Waite. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Waite disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. No shares were purchased or sold.
[F15]On December 27, 2012, a trust for which Carol Farmer Waite is the trustee distributed 340,000 shares of Farmer Brothers Co. common stock held by it to a separate trust as to which a non-reporting person is the sole trustee and beneficiary. No shares were purchased or sold.
[F2]In connection with the distribution described in Note 1 above, 217,790 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Carol Farmer Waite serves as the trustee. The shares held by such trust are beneficially owned by Ms. Waite. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Waite disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. No shares were purchased or sold.
[F3]On December 27, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 217,790 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Ms. Grossman serves as the trustee. No shares were purchased or sold.
[F4]In connection with the distribution described in Note 3 above, 217,790 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Jeanne Farmer Grossman serves as the trustee. The shares held by such trust are beneficially owned by Ms. Grossman. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Grossman disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. No shares were purchased or sold.
[F5]On December 27, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 217,789 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Richard F. Farmer serves as the trustee. No shares were purchased or sold.
[F6]In connection with the distribution described in Note 5 above, 217,789 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Richard F. Farmer serves as the trustee. The shares held by such trust are beneficially owned by Mr. Farmer. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Mr. Farmer disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. No shares were purchased or sold.
[F7]On December 27, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 250,205 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Ms. Waite serves as the trustee. No shares were purchased or sold.
[F8]In connection with the distribution described in Note 7 above, 250,205 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Carol Farmer Waite serves as the trustee. The shares held by such trust are beneficially owned by Ms. Waite. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Waite disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. No shares were purchased or sold.
[F9]On December 27, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 250,205 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Ms. Grossman serves as the trustee. No shares were purchased or sold.

Documents

1 file

4
rrd365058.xmlPrimary
DECEMBER 2012 DISTRIBUTION TO TRUSTS

Issuer

FARMER BROTHERS CO

CIK 0000034563

→

Entity typeother

Related Parties

filerCIK 0001314571

Filing Metadata

Form type: 4
Filed: Dec 27, 7:00 PM ET
Accepted: Dec 28, 5:26 PM ET
Size: 36.3 KB

View on SEC.gov