4//SEC Filing
Sutin David Earl 4
Accession 0001181431-13-000584
CIK 0001400431other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 9:52 PM ET
Size
7.6 KB
Accession
0001181431-13-000584
Insider Transaction Report
Form 4
PATHEON INCPTI
Sutin David Earl
Director
Transactions
- Exercise of In-Money
Subscription Rights (Right to Buy)
2012-12-17−20,000→ 0 totalExercise: $3.24From: 2012-11-27Exp: 2012-12-28→ Restricted Voting Shares (1,454 underlying) - Exercise of In-Money
Restricted Voting Shares
2012-12-17$3.24/sh+1,598$5,178→ 21,598 total
Footnotes (2)
- [F1]On November 27, 2012, Patheon Inc. (the "Company") issued, to each holder of record as of such date, subscription rights to acquire additional restricted voting shares of the Company (the "Rights Offering"). On December 17, 2012, the reporting person fully exercised his basic subscription privilege to purchase 1,454 restricted voting shares. In addition, the reporting person also exercised his over-subscription privilege to purchase additional restricted voting shares unclaimed by other rights holders. Following the expiration of the Rights Offering on December 28, 2012, the reporting person was allocated an additional 144 shares as a result of the exercise of his over-subscription privilege. Accordingly, as a result of the reporting person's participation in the Rights Offering, the reporting person will be issued a total of 1,598 restricted voting shares.
- [F2]The subscription price was converted from C$3.19 based on the December 17, 2012 closing rate of exchange of 0.9833 Canadian dollars per U.S. dollars as quoted by Reuters.
Documents
Issuer
PATHEON INC
CIK 0001400431
Entity typeother
Related Parties
1- filerCIK 0001517703
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 9:52 PM ET
- Size
- 7.6 KB