4//SEC Filing
Viso Joaquin Bautista 4
Accession 0001181431-13-000589
CIK 0001400431other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 9:54 PM ET
Size
7.4 KB
Accession
0001181431-13-000589
Insider Transaction Report
Form 4
PATHEON INCPTI
Viso Joaquin Bautista
Director
Transactions
- Exercise of In-Money
Subscription Rights (Right to Buy)
2012-12-28−10,824,053→ 0 totalExercise: $3.19From: 2012-11-27Exp: 2012-12-28→ Restricted Voting Shares (787,203 underlying) - Exercise of In-Money
Restricted Voting Shares
2012-12-28$3.19/sh+865,645$2,761,408→ 11,689,698 total
Footnotes (1)
- [F1]On November 27, 2012, Patheon Inc. (the "Company") issued, to each holder of record as of such date, subscription rights to acquire additional restricted voting shares of the Company (the "Rights Offering"). On December 28, 2012, the reporting person fully exercised his basic subscription privilege to purchase 787,203 restricted voting shares. In addition, the reporting person also exercised his over-subscription privilege to purchase additional restricted voting shares unclaimed by other rights holders. Following the expiration of the Rights Offering on December 28, 2012, the reporting person was allocated an additional 78,442 shares as a result of the exercise of his over-subscription privilege. Accordingly, as a result of the reporting person's participation in the Rights Offering, the reporting person will be issued a total of 865,645 restricted voting shares.
Documents
Issuer
PATHEON INC
CIK 0001400431
Entity typeother
Related Parties
1- filerCIK 0001518450
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 9:54 PM ET
- Size
- 7.4 KB