4//SEC Filing
Watchorn Derek John 4
Accession 0001181431-13-000590
CIK 0001400431other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 9:54 PM ET
Size
11.0 KB
Accession
0001181431-13-000590
Insider Transaction Report
Form 4
PATHEON INCPTI
Watchorn Derek John
Director
Transactions
- Exercise of In-Money
Restricted Voting Shares
2012-12-28$3.20/sh+2,059$6,589→ 30,384 total - Exercise of In-Money
Subscription Rights (Right to Buy)
2012-12-28−3,500→ 0 total(indirect: By DJW Investment Holdings Limited)Exercise: $3.20From: 2012-11-27Exp: 2012-12-28→ Restricted Voting Shares (254 underlying) - Exercise of In-Money
Subscription Rights (Right to Buy)
2012-12-28−28,325→ 0 totalExercise: $3.20From: 2012-11-27Exp: 2012-12-28→ Restricted Voting Shares (2,059 underlying) - Exercise of In-Money
Restricted Voting Shares
2012-12-28$3.20/sh+254$813→ 3,754 total(indirect: By DJW Investment Holdings Limited)
Footnotes (2)
- [F1]On November 27, 2012, Patheon Inc. (the "Company") issued, to each holder of record as of such date, subscription rights to acquire additional restricted voting shares of the Company (the "Rights Offering"). On December 28, 2012, the reporting person fully exercised his basic subscription privilege to purchase 2,313 restricted voting shares. Accordingly, as a result of the reporting person's participation in the Rights Offering, the reporting person will be issued a total of 2,313 restricted voting shares.
- [F2]The subscription price was converted from C$3.19 based on the December 28, 2012 closing rate of exchange of 0.9969 Canadian dollars per U.S. dollars as quoted by Reuters.
Documents
Issuer
PATHEON INC
CIK 0001400431
Entity typeother
Related Parties
1- filerCIK 0001518448
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 9:54 PM ET
- Size
- 11.0 KB