4//SEC Filing
FULLER MORTIMER B III 4
Accession 0001181431-13-000648
CIK 0001012620other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 9:25 AM ET
Size
15.2 KB
Accession
0001181431-13-000648
Insider Transaction Report
Form 4
FULLER MORTIMER B III
DirectorExec.Chmn. & Chrmn.of the Bd.
Transactions
- Disposition to Issuer
Class A Common Stock, $.01 par value
2012-12-17−21,000→ 17,244 total - Gift
Class B Common Stock, $.01 par value
2012-12-17+54,000→ 54,000 total(indirect: By Trust)→ Class A Common Stock, $.01 par value (54,000 underlying) - Award
Class A Common Stock, $.01 par value
2012-12-17+21,000→ 33,730 total(indirect: By Trust) - Award
Class A Common Stock, $.01 par value
2012-12-31$75.16/sh+203$15,257→ 17,447 total - Gift
Class B Common Stock, $.01 par value
2012-12-17−54,000→ 1,009,223 total→ Class A Common Stock, $.01 par value (54,000 underlying)
Holdings
- 2,748(indirect: By Spouse)
Class B Common Stock, $.01 par value
→ Class A Common Stock, $.01 par value - 225.5(indirect: By Spouse)
Class A Common Stock, $.01 par value
Footnotes (4)
- [F1]Held by trusts of which Mr. Fuller is trustee for the benefit of members of Mr. Fuller's family. Mr. Fuller disclaims beneficial ownership of these shares.
- [F2]These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Second Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan.
- [F3]These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
- [F4]This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
Documents
Issuer
GENESEE & WYOMING INC
CIK 0001012620
Entity typeother
IncorporatedCT
Related Parties
1- filerCIK 0001032793
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 9:25 AM ET
- Size
- 15.2 KB