4//SEC Filing
Jochumsen Hans-Ole 4
Accession 0001181431-13-001210
CIK 0001120193other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:32 PM ET
Size
10.2 KB
Accession
0001181431-13-001210
Insider Transaction Report
Form 4
Jochumsen Hans-Ole
Executive Vice President
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2012-12-31$24.99/sh−27,625$690,349→ 108,034 total
Holdings
- 33,995
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (33,995 underlying) - 22,059
Employee Stock Option (Right to Buy)
Exercise: $19.75Exp: 2020-03-04→ Common Stock (22,059 underlying) - 39,458
Employee Stock Option (Right to Buy)
Exercise: $25.07Exp: 2018-12-17→ Common Stock (39,458 underlying) - 15,771
Employee Stock Option (Right to Buy)
Exercise: $41.36Exp: 2018-03-24→ Common Stock (15,771 underlying)
Footnotes (6)
- [F1]The transactions reported on this Form 4 consist of surrenders of shares to pay withholding taxes in connection with vestings of equity previously granted under NASDAQ OMX's Equity Incentive Plan.
- [F2]Represents (i) 29,700 units of vested restricted stock (ii) 74,883 shares underlying PSUs, of which 27,455 shares are vested and (iii) 3,451 shares purchased pursuant to the Employee Share Purchase Plan.
- [F3]Options exercisable on March 4, 2014.
- [F4]Options exercisable as to 100%.
- [F5]Options exercisable on March 28, 2014.
- [F6]Options exercisable as to 100%.
Documents
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeother
Related Parties
1- filerCIK 0001428851
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 5:32 PM ET
- Size
- 10.2 KB