4//SEC Filing
Noll Eric 4
Accession 0001181431-13-001216
CIK 0001120193other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:33 PM ET
Size
8.8 KB
Accession
0001181431-13-001216
Insider Transaction Report
Form 4
Noll Eric
Executive Vice President
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2012-12-31$24.99/sh−20,794$519,642→ 108,255 total
Holdings
- 33,995
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (33,995 underlying) - 72,319
Employee Stock Option (Right to Buy)
Exercise: $19.50Exp: 2019-07-22→ Common Stock (72,319 underlying) - 28,362
Employee Stock Option (Right to Buy)
Exercise: $19.75Exp: 2020-03-04→ Common Stock (28,362 underlying)
Footnotes (5)
- [F1]The transactions reported on this Form 4 consist of surrenders of shares to pay withholding taxes in connection with vestings of equity previously granted under NASDAQ OMX's Equity Incentive Plan.
- [F2]Represents (i) 14,194 vested shares of restricted stock and (ii) 94,061 shares underlying PSUs, of which 43,933 are vested.
- [F3]Options exercisable on July 22, 2013.
- [F4]Options exercisable on March 4, 2014.
- [F5]Options exercisable on March 28, 2014.
Documents
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeother
Related Parties
1- filerCIK 0001468651
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 5:33 PM ET
- Size
- 8.8 KB