Fehsenfeld William S 4
4 · Calumet Specialty Products Partners, L.P. · Filed Jan 3, 2013
Insider Transaction Report
Form 4
Fehsenfeld William S
Director
Transactions
- Exercise/Conversion
Common Units
2012-12-31+2,154→ 43,259 total - Exercise/Conversion
Phantom Units
2012-12-31−593→ 0 total→ Common Units (593 underlying) - Exercise/Conversion
Phantom Units
2012-12-31−474→ 474 total→ Common Units (474 underlying) - Exercise/Conversion
Phantom Units
2012-12-31−550→ 1,650 total→ Common Units (550 underlying) - Exercise/Conversion
Phantom Units
2012-12-31−537→ 1,074 total→ Common Units (537 underlying)
Holdings
- 1,000(indirect: See footnote (4))
Common Units
- 10,982,209(indirect: See footnote (2))
Common Units
- 30,503(indirect: See footnote (3))
Common Units
- 1,000(indirect: See footnote (4))
Common Units
- 1,000(indirect: See footnote (4))
Common Units
Footnotes (8)
- [F1]Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.
- [F2]Common units are owned by The Heritage Group ("THG"). THG received the units as consideration for certain assets and liabilities that it contributed to the capital of the Issuer in connection with the Issuer's initial public offering. William S. Fehsenfeld. ("Fehsenfeld") is one of five trustees of the thirty grantor trusts that own all of the partnership interests in THG. The beneficiaries of the trusts include Fehsenfeld and members of his immediate and extended family. Fehsenfeld disclaims beneficial ownership of the units of the Issuer owned by THG except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any another purpose.
- [F3]Common units owned by William S. Fehsenfeld ("Fehsenfeld") spouse. Fehsenfeld disclaims beneficial ownership of the units of the Issuer owned by The Heritage Group ("THG") except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any another purpose.
- [F4]Common units owned by William S. Fehsenfeld ("Fehsenfeld") daughter. Fehsenfeld disclaims beneficial ownership of the units of the Issuer owned by The Heritage Group ("THG") except to the extent of his pecuniary interest therein, and the inclusion of the units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any another purpose.
- [F5]25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2009.
- [F6]25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2010.
- [F7]25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2011.
- [F8]25% of the Phantom Units vest on December 31 of each year beginning on December 31, 2012.