4//SEC Filing
JOYCE THOMAS M 4
Accession 0001181431-13-001425
CIK 0001060749other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 9:10 PM ET
Size
9.4 KB
Accession
0001181431-13-001425
Insider Transaction Report
Form 4
JOYCE THOMAS M
Chairman & CEO
Transactions
- Tax Payment
Restricted Stock Units
2012-12-31$3.49/sh−57,772$201,624→ 342,788 total
Holdings
- 250,000(indirect: By Joyce Family 2012 GRAT)
Class A Common Stock
- 34,695(indirect: By Trust)
Class A Common Stock (Previously Reported)
- 1,008,126
Class A Common Stock
- 0(indirect: By Joyce Family 2010 GRAT)
Class A Common Stock
- 0(indirect: By Joyce Family 2009 GRAT II)
Class A Common Stock
Footnotes (5)
- [F1]Represents shares withheld by the Company to satisfy tax withholding obligations of reporting person upon the vesting on December 31, 2012 of 125,000 restricted stock units previously awarded on December 31, 2008.
- [F2]Total includes net 67,228 shares of Class A Common Stock issued to reporting person upon the vesting described in Footnote (1).
- [F3]Represents(i) reversal of erroneously reported distribution of 129,081 shares from the Joyce Family 2010 GRAT (the "2010 GRAT") to reporting person, effective January 30, 2012, and (ii) distribution of 249,743 shares from the 2010 GRAT to reporting person, effective August 29, 2012, at which time the 2010 GRAT was terminated. None of the transactions required reporting at the time of each event.
- [F4]Represents the distribution of 98,917 shares from the Joyce Family 2009 GRAT II to reporting person, effective February 13, 2012, at which time the Joyce Family 2009 GRAT II was terminated. The transaction did not require reporting at the time of event.
- [F5]Effective February 17, 2012, 250,000 shares held directly by reporting person were contributed to a 2012 grantor retained annuity trust (Joyce Family 2012 GRAT), which did not require reporting at the time of event.
Documents
Issuer
KNIGHT CAPITAL GROUP, INC.
CIK 0001060749
Entity typeother
Related Parties
1- filerCIK 0001235138
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 9:10 PM ET
- Size
- 9.4 KB