Earnings Feed
Sign Up
Home/Filings/5/0001181431-13-002689
5//SEC Filing

DEZWIREK PHILLIP 5

Accession 0001181431-13-002689

CIK 0001081078other
View on SEC.govCompany Profile

Filed

Jan 8, 7:00 PM ET

Accepted

Jan 9, 5:23 PM ET

Size

57.8 KB

Accession

0001181431-13-002689

Insider Transaction Report

Form 5
Period: 2011-11-30
API Technologies Corp.ATNY
DEZWIREK PHILLIP
DirectorChairman10% Owner
Transactions
  • Purchase

    Common Stock

    2008-03-10$7.71/sh+3,333$25,697→ 522,365 total(indirect: By Icarus Investment Corp.)
  • Sale

    Common Stock

    2008-06-16$11.11/sh−875$9,721→ 527,823 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2008-10-08$2.04/sh+10,744$21,918→ 538,142 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2008-12-05$1.21/sh+87,500$105,875→ 625,642 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2009-01-09$1.52/sh+250$380→ 625,892 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2009-01-15$1.48/sh+313$463→ 627,455 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2009-01-30$1.20/sh+6,250$7,500→ 662,718 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2009-02-02$1.20/sh+8,750$10,500→ 671,468 total(indirect: By Icarus Investment Corp.)
  • Sale

    Common Stock

    2009-05-29$2.84/sh−3,292$9,349→ 664,297 total(indirect: By Icarus Investment Corp.)
  • Sale

    Common Stock

    2009-06-01$3.08/sh−5,000$15,400→ 659,297 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2008-03-11$7.50/sh+583$4,373→ 522,948 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2008-05-12$5.55/sh+1,500$8,325→ 527,865 total(indirect: By Icarus Investment Corp.)
  • Sale

    Common Stock

    2008-06-19$11.71/sh−425$4,977→ 527,398 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2009-01-26$1.32/sh+12,761$16,845→ 652,718 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2009-02-09$1.12/sh+1,871$2,096→ 677,089 total(indirect: By Icarus Investment Corp.)
  • Sale

    Common Stock

    2009-04-08$2.40/sh−750$1,800→ 667,589 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2008-05-09$5.50/sh+3,167$17,419→ 526,365 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2008-05-13$5.28/sh+833$4,398→ 528,698 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2009-01-13$1.52/sh+1,250$1,900→ 627,142 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2009-01-16$1.48/sh+5,000$7,400→ 632,455 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2009-01-21$1.46/sh+7,150$10,439→ 639,955 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2009-01-27$1.32/sh+3,750$4,950→ 656,468 total(indirect: By Icarus Investment Corp.)
  • Sale

    Common Stock

    2009-06-02$3.37/sh−9,500$32,015→ 649,797 total(indirect: By Icarus Investment Corp.)
  • Sale

    Common Stock

    2009-07-28$5.51/sh−8,750$48,213→ 638,547 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2008-03-12$7.50/sh+250$1,875→ 523,198 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2009-01-20$1.48/sh+350$518→ 632,805 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2009-01-23$1.32/sh+2$3→ 639,957 total(indirect: By Icarus Investment Corp.)
  • Purchase

    Common Stock

    2009-02-03$1.20/sh+3,750$4,500→ 675,218 total(indirect: By Icarus Investment Corp.)
  • Sale

    Common Stock

    2009-03-02$1.87/sh−8,750$16,363→ 668,339 total(indirect: By Icarus Investment Corp.)
  • Sale

    Common Stock

    2009-07-27$5.40/sh−2,500$13,500→ 647,297 total(indirect: By Icarus Investment Corp.)
Footnotes (15)
  • [F1]The prices and shares listed in columns 4 and 5 of this Form 5 reflect a 1 for 15 reverse stock split effective September 19, 2008 and a 1 for 4 reverse stock split effective December 28, 2010.
  • [F10]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.72 to $2.00, inclusive.
  • [F11]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $2.96, inclusive.
  • [F12]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.96 to $3.20, inclusive.
  • [F13]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.24 to $3.44, inclusive.
  • [F14]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.48 to $5.52, inclusive.
  • [F15]Filer is President of Icarus Investment Corp. and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest, if any, therein.
  • [F2]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.62 to $7.80, inclusive. The reporting person undertakes to provide to API Technologies Corp., any security holder of API Technologies Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold or purchased, as applicable, at each separate price within the ranges set forth in footnotes 2 through 5, and footnotes 7 through 14 to this Form 5.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.28 to $6.00, inclusive.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.40 to $5.70, inclusive.
  • [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.80 to $11.40, inclusive.
  • [F6]In connection with this transaction, Icarus Investment Corp. has agreed to voluntarily remit appropriate profits to API Technologies Corp., pursuant to Section 16(b) of the Securities Exchange Act of 1934.
  • [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.70 to $12.00, inclusive.
  • [F8]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.20 to $1.24, inclusive.
  • [F9]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.44 to $1.48, inclusive.

Documents

1 file

Issuer

API Technologies Corp.

CIK 0001081078

→
Entity typeother

Related Parties

1
  • filerCIK 0000897715

Filing Metadata

Form type
5
Filed
Jan 8, 7:00 PM ET
Accepted
Jan 9, 5:23 PM ET
Size
57.8 KB
View on SEC.gov