VENTURES WEST CAPITAL LTD 3
3 · Celator Pharmaceuticals Inc · Filed Jan 14, 2013
Insider Transaction Report
Form 3
VENTURES WEST CAPITAL LTD
10% Owner
Holdings
- (indirect: See footnote)
Warrants (right to buy)
Exercise: $5.21Exp: 2019-08-28→ Common Stock (41,534 underlying) - 1,989,541(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]1,815,280 shares of common stock are held of record by Ventures West 7 Limited Partnership, whose general partner is Ventures West 7 Management Ltd, an entity wholly owned by Ventures West Capital Ltd. and whose officers are similar to the officers of Ventures West Capital Ltd and 174,261 shares of common stock are held of record by Ventures West 7 U.S. Limited Partnership, whose manager is Ventures West 7 Management (International) Inc., an entity controlled by Ventures West Capital Ltd. and whose officers are similar to the officers of Ventures West Capital Ltd. All transactions involving securities held by Ventures West 7 Limited Partnership and Ventures West 7 U.S. Limited Partnership are completed in parallel.
- [F2]These warrants are fully exercisable.
- [F3]37,895 warrants are held of record by Ventures West 7 Limited Partnership, whose general partner is Ventures West 7 Management Ltd, an entity wholly owned by Ventures West Capital Ltd. and whose officers are similar to the officers of Ventures West Capital Ltd and 3,639 warrants are held of record by Ventures West 7 U.S. Limited Partnership, whose manager is Ventures West 7 Management (International) Inc., an entity controlled by Ventures West Capital Ltd. and whose officers are similar to the officers of Ventures West Capital Ltd. All transactions involving securities held by Ventures West 7 Limited Partnership and Ventures West 7 U.S. Limited Partnership are completed in parallel.