4/A//SEC Filing
Peters Scott 4/A
Accession 0001181431-13-003298
CIK 0000776008other
Filed
Jan 14, 7:00 PM ET
Accepted
Jan 15, 8:20 PM ET
Size
13.9 KB
Accession
0001181431-13-003298
Insider Transaction Report
Form 4/AAmended
Tradewinds Master Fund (BVI) Ltd.
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2012-11-13$1.00/sh+1,290,323$1,290,323→ 17,896,843 total(indirect: See footnotes) - Exercise of In-Money
Common Stock Warrants (right to buy)
2012-11-13−1,290,323→ 5,334,268 total(indirect: See footnotes)Exercise: $1.00From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,290,323 underlying)
P.V. Partners, L.P.
10% Owner
Transactions
- Exercise of In-Money
Common Stock Warrants (right to buy)
2012-11-13−1,290,323→ 5,334,268 total(indirect: See footnotes)Exercise: $1.00From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,290,323 underlying) - Exercise of In-Money
Common Stock
2012-11-13$1.00/sh+1,290,323$1,290,323→ 17,896,843 total(indirect: See footnotes)
Feehan Partners, L.P.
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2012-11-13$1.00/sh+1,290,323$1,290,323→ 17,896,843 total(indirect: See footnotes) - Exercise of In-Money
Common Stock Warrants (right to buy)
2012-11-13−1,290,323→ 5,334,268 total(indirect: See footnotes)Exercise: $1.00From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,290,323 underlying)
Peters Scott
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2012-11-13$1.00/sh+1,290,323$1,290,323→ 17,896,843 total(indirect: See footnotes) - Exercise of In-Money
Common Stock Warrants (right to buy)
2012-11-13−1,290,323→ 5,334,268 total(indirect: See footnotes)Exercise: $1.00From: 2008-09-14Exp: 2013-09-14→ Common Stock (1,290,323 underlying)
Footnotes (3)
- [F1]Robert W. Scannell is a director Tradewinds Master Fund (BVI), Ltd. ("Tradewinds") and the General Partner of Feehan Partners, L.P. ("Feehan") and has voting and investment power over each entity's respective securities. Scott P. Peters is a director of Tradewinds Master Fund (BVI), Ltd. and the General Partner of PV Partners, L.P. ("PVP") and has voting and investment power over each entity's respective securities. Mr. Peters owns a Roth IRA and an Individual IRA and has voting and investment power over the securities held in them. (Continued on footnote 2)
- [F2]Tradewinds Master Fund (BVI), Ltd. is a business company organized in the British Virgin Islands. Tradewinds Investment Management, L.P. is its investment manager pursuant to an investment management agreement over which Messrs. Scannell and Peters exercise voting and investment authority and control. Mr. Peters disclaims beneficial ownership of and receives no pecuniary interest from the securities held by Feehan and Mr. Scannell disclaims beneficial ownership of and receives no pecuniary interest from the securities held by PVP or Mr. Peters' Roth IRA and Individual IRA. Each Reporting Person individually owns less than 10% of the STSI securities, but as a group, the Reporting Persons own over 10% of the STSI securities.
- [F3]The Form 4 that was originally filed by the reporting persons on December 5, 2012, mistakenly reported the unexercised warrants owned by the reporting persons twice, once in Column 9 of Table 2, and also inadvertently in Column 5 of Table 1. The purpose of this Amendment is to amend Column 5 of Table 1 so that it does not include unexercised warrants and correctly reflects the number of non-derivate securities beneficially owned at the time Form 4 was filed.
Documents
Issuer
STAR SCIENTIFIC INC
CIK 0000776008
Entity typeother
Related Parties
1- filerCIK 0001444109
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 14, 7:00 PM ET
- Accepted
- Jan 15, 8:20 PM ET
- Size
- 13.9 KB