PALERMO JAMES P 4

4 · Bank of New York Mellon CORP · Filed Jan 23, 2013

Form 4

Period: 2013-01-18

Vice Chairman

Transactions

Sale
Common Stock
2013-01-18$26.21/sh−20,000$524,188→ 212,114.819 total
Exercise/Conversion
EMP OPT-Right to Buy-Type I 1/03
2013-01-18−20,000→ 0 total
Exercise: $23.19From: 2004-01-24Exp: 2013-01-23→ Common Stock (20,000 underlying)
Exercise/Conversion
Common Stock
2013-01-18$23.19/sh+20,000$463,800→ 232,114.819 total

Holdings

Footnotes (6)

[F1]Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's annual employee compensation program in January 2003, which if not exercised were scheduled to expire on January 23, 2013.
[F2]Includes 10,347 shares previously reported as indirectly held by GRAT 2010.
[F3]Represents the weighted average price of shares sold with actual prices ranging from $26.19 to $26.27. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
[F4]Holdings reported as of 12/31/2012.
[F5]Grantor Retained Annuity Trust, of which Reporting Person is Trustee. All shares previously reported as directly held.
[F6]Not Applicable.

Documents

2 files