4//SEC Filing
PALERMO JAMES P 4
Accession 0001181431-13-004397
CIK 0001390777other
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 8:36 PM ET
Size
14.6 KB
Accession
0001181431-13-004397
Insider Transaction Report
Form 4
PALERMO JAMES P
Vice Chairman
Transactions
- Sale
Common Stock
2013-01-18$26.21/sh−20,000$524,188→ 212,114.819 total - Exercise/Conversion
EMP OPT-Right to Buy-Type I 1/03
2013-01-18−20,000→ 0 totalExercise: $23.19From: 2004-01-24Exp: 2013-01-23→ Common Stock (20,000 underlying) - Exercise/Conversion
Common Stock
2013-01-18$23.19/sh+20,000$463,800→ 232,114.819 total
Holdings
- 29,250(indirect: By GRAT 2010)
Common Stock
- 4,329.132(indirect: By 401(k))
Common Stock
- 67,599(indirect: By GRAT 2012)
Common Stock
Footnotes (6)
- [F1]Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's annual employee compensation program in January 2003, which if not exercised were scheduled to expire on January 23, 2013.
- [F2]Includes 10,347 shares previously reported as indirectly held by GRAT 2010.
- [F3]Represents the weighted average price of shares sold with actual prices ranging from $26.19 to $26.27. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- [F4]Holdings reported as of 12/31/2012.
- [F5]Grantor Retained Annuity Trust, of which Reporting Person is Trustee. All shares previously reported as directly held.
- [F6]Not Applicable.
Issuer
Bank of New York Mellon CORP
CIK 0001390777
Entity typeother
Related Parties
1- filerCIK 0001201586
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 8:36 PM ET
- Size
- 14.6 KB