ROGAN BRIAN G 4
4 · Bank of New York Mellon CORP · Filed Jan 23, 2013
Insider Transaction Report
Form 4
ROGAN BRIAN G
Sr. Executive Vice President
Transactions
- Exercise/Conversion
2/11/03 Stock Options $23.13
2013-01-18−106,133→ 106,132 totalExercise: $24.52From: 2004-02-11Exp: 2013-02-11→ Common Stock (106,133 underlying) - Exercise/Conversion
Common Stock
2013-01-22$24.52/sh+106,132$2,602,357→ 732,882.731 total - Exercise/Conversion
Common Stock
2013-01-18$24.52/sh+106,133$2,602,381→ 732,883.731 total - Sale
Common Stock
2013-01-18$26.18/sh−106,133$2,778,626→ 626,750.731 total - Exercise/Conversion
2/11/03 Stock Options $23.13
2013-01-22−106,132→ 0 totalExercise: $24.52From: 2004-02-11Exp: 2013-02-11→ Common Stock (106,132 underlying) - Sale
Common Stock
2013-01-22$26.57/sh−106,132$2,820,341→ 626,750.731 total
Holdings
- 3,184.358(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's annual employee compensation program in February 2003, which if not exercised were scheduled to expire on February 11, 2013.
- [F2]Represents the weighted average price of shares sold with actual prices ranging from $26.11 to $26.24. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- [F3]Represents the weighted average price of shares sold with actual prices ranging from $26.50 to $26.6601. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- [F4]Holdings reported as of 12/31/2012.
- [F5]Not Applicable.