Peters Lisa B 4
4 · Bank of New York Mellon CORP · Filed Jan 23, 2013
Insider Transaction Report
Form 4
Peters Lisa B
Sr. Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2013-01-18$23.19/sh+14,700$340,893→ 201,203.471 total - Sale
Common Stock
2013-01-18$26.22/sh−14,700$385,402→ 186,503.471 total - Exercise/Conversion
EMP OPT-Right to Buy-Type I 1/03
2013-01-18−14,700→ 0 totalExercise: $23.19From: 2004-01-24Exp: 2013-01-23→ Common Stock (14,700 underlying)
Holdings
- 7,004.773(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's annual employee compensation program in January 2003, which if not exercised were scheduled to expire on January 23, 2013.
- [F2]Represents the weighted average price of shares sold with actual prices ranging from $26.18 to $26.27. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- [F3]Holdings reported as of 12/31/2012.
- [F4]Not Applicable.