4//SEC Filing
Baker David K 4
Accession 0001181431-13-004828
CIK 0001410636other
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 4:36 PM ET
Size
18.3 KB
Accession
0001181431-13-004828
Insider Transaction Report
Form 4
Baker David K
SVP, Western Division
Transactions
- Exercise/Conversion
Common Stock
2013-01-23+1,989→ 9,630 total - Tax Payment
Common Stock
2013-01-23$38.34/sh−2,394$91,786→ 7,236 total - Award
Performance Stock Unit
2013-01-23+1,998→ 7,664 totalExp: 2012-12-31→ Common Stock (1,998 underlying) - Exercise/Conversion
Performance Stock Unit
2013-01-23−1,989→ 2,999 totalExp: 2012-12-31→ Common Stock (1,989 underlying) - Exercise/Conversion
Common Stock
2013-01-23+4,665→ 7,641 total - Exercise/Conversion
Performance Stock Unit
2013-01-23−4,665→ 2,999 totalExp: 2012-12-31→ Common Stock (4,665 underlying) - Award
Performance Stock Unit
2013-01-23+1,989→ 4,988 totalExp: 2012-12-31→ Common Stock (1,989 underlying)
Footnotes (8)
- [F1]Each performance stock unit represented a contingent right to receive one share of American Water Works Company, Inc's (the "Company") common stock, based on the Company's annual total stockholder return ("TSR") relative to the performance of the other companies in the Dow Jones U.S. Utility Index over a three-year performance period, beginning on January 1, 2010 and ending December 31, 2012.
- [F2]Represents the above-target earned portion of the TSR performance stock units granted in 2010, which was based on the 20-day average stock price at the beginning of the performance period and at the end of the three year performance period (20 trading days before 12/31/09 and 20 trading days before 12/31/12).
- [F3]Each performance stock unit represented a contingent right to receive one share of American Water Works Company, Inc's (the "Company") common stock, based on the Company's annual total stockholder return ("TSR") relative to the performance of the other companies in the Dow Jones U.S. Utility Index over a three-year performance period, beginning on January 1, 2010 and ending December 31, 2012.
- [F4]Represents the earned portion of the TSR performance stock units granted in 2010. The number of TSR performance stock units earned was 175 percent of the target.
- [F5]Each performance stock unit represents a contingent right to receive one share of American Water Works Company, Inc's (the "Company") common stock, based on the Company's specified internal performance measures over a three-year performance period.
- [F6]Represents the earned portion of the internal performance measure stock units granted in 2010. The number of internal performance stock units earned was 175 percent of the target.
- [F7]Each performance stock unit represents a contingent right to receive one share of American Water Works Company, Inc's (the "Company") common stock, based on the Company's specified internal performance measures over a three-year performance period.
- [F8]Represents the earned portion of the internal performance measure stock units granted in 2010. The number of internal performance stock units earned was 175 percent of the target.
Documents
Issuer
American Water Works Company, Inc.
CIK 0001410636
Entity typeother
Related Parties
1- filerCIK 0001487727
Filing Metadata
- Form type
- 4
- Filed
- Jan 24, 7:00 PM ET
- Accepted
- Jan 25, 4:36 PM ET
- Size
- 18.3 KB