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4//SEC Filing

BRUECK STEVEN R J 4

Accession 0001181431-13-006129

CIK 0000889971other
View on SEC.govCompany Profile

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 4:47 PM ET

Size

23.3 KB

Accession

0001181431-13-006129

Insider Transaction Report

Form 4
Period: 2013-01-31
LIGHTPATH TECHNOLOGIES INCLPTH
BRUECK STEVEN R J
Director
Transactions
  • Award

    Restricted stock unit

    2013-01-31+40,000→ 186,707 total
    Exercise: $0.00From: 2014-01-31Exp: 2023-01-31→ Class A Common (40,000 underlying)
Holdings

  • Restricted stock unit

    Exercise: $0.00Exp: 2017-11-06→ Class A Common (10,000 underlying)
    0

  • 8% Convertible debenture

    Exercise: $1.54From: 2008-08-01Exp: 2011-08-01→ Class A Common (12,175 underlying)
    0

  • Class A Common

    13,908

  • Restricted stock unit

    Exercise: $0.00From: 2005-10-20Exp: 2014-10-20→ Class A Common (5,700 underlying)
    0

  • Restricted stock unit

    Exercise: $0.00From: 2007-10-27Exp: 2016-10-27→ Class A Common (10,000 underlying)
    0

  • Restricted stock unit

    Exercise: $0.00From: 2006-11-10Exp: 2015-11-10→ Class A Common (10,000 underlying)
    0

  • Common stock warrant

    Exercise: $1.68From: 2008-08-01Exp: 2013-08-01→ Class A Common (5,276 underlying)
    0

  • Restricted Stock Unit

    Exercise: $0.00From: 2010-02-04Exp: 2013-02-04→ Class A Common (15,000 underlying)
    0

  • Restricted stock unit

    Exercise: $0.00From: 2004-10-20Exp: 2014-10-20→ Class A Common (6,000 underlying)
    0

  • Common stock warrant

    Exercise: $1.89From: 2008-08-01Exp: 2013-08-01→ Class A Common (2,841 underlying)
    0

  • Common Stock Warrant

    Exercise: $0.87From: 2008-12-31Exp: 2013-12-31→ Class A Common (3,158 underlying)
    0

  • Restricted stock unit

    Exercise: $0.00From: 2011-11-03Exp: 2013-11-03→ Class A Common (15,000 underlying)
    0

  • Restricted stock unit

    Exercise: $0.00From: 2012-10-27Exp: 2014-10-27→ Class A Common (29,000 underlying)
    0

  • Non-qualified stock option

    Exercise: $2.77From: 2006-11-10Exp: 2015-11-10→ Class A Common (6,100 underlying)
    0

  • Restricted stock unit

    Exercise: $0.00From: 2009-10-30Exp: 2011-10-30→ Class A Common (15,000 underlying)
    0
Footnotes (5)
  • [F1]Restricted stock units convert at a 1-to-1 ratio to Class A Common
  • [F2]These restricted stock units vest over 4 years.
  • [F3]These shares are held in the Steven R. J. Cynthia H. Brueck Revocable Trust UTA dtd. 3-14-1991.
  • [F4]These restricted stock units vest over three years.
  • [F5]These warrants were issued pursuant to amendment #1 to 8% convertible debentures.

Documents

1 file

Issuer

LIGHTPATH TECHNOLOGIES INC

CIK 0000889971

→
Entity typeother

Related Parties

1
  • filerCIK 0001145963

Filing Metadata

Form type
4
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:47 PM ET
Size
23.3 KB
View on SEC.gov