4//SEC Filing
Salty Samer 4
Accession 0001181431-13-006404
CIK 0000866970other
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 4:28 PM ET
Size
6.5 KB
Accession
0001181431-13-006404
Insider Transaction Report
Form 4
Salty Samer
Director
Transactions
- Award
Common Stock
2013-02-04+30,901→ 30,901 total(indirect: By Zouk Holdings Limited)
Footnotes (3)
- [F1]On September 25, 2012, the Board appointed Samer Salty ("Mr. Salty") as a member of the Board. As part of the non-employee directors compensation plan of the Issuer, the Issuer issued 30,901 shares of restricted common stock in respect of Mr. Salty's Board service. Mr. Salty is not entitled in his own right to any of the Issuer's securities issued as director compensation. All securities issued as director compensation in respect of Mr. Salty's Board service to which this report relates were accordingly issued directly to Zouk Holdings Limited ("ZHL"), a Jersey limited company. Mr. Salty disclaims beneficial ownership of the Issuer's securities to which this report relates, except to the extent of his pecuniary interest.
- [F2]No consideration was paid or received for the shares of common stock reported herein.
- [F3]These securities are directly owned by ZHL. Mr. Salty serves on the Board as a representative of Cleantech Europe II (A) LP and Cleantech Europe II (B) LP. Mr. Salty, however, does not have a right to any of the Issuer's securities issued as director fees. For United Kingdom regulatory reasons, ZHL has been designated as the entity to receive all director fees payable by the Issuer in respect of Mr. Salty's Board position. Mr. Salty may, however, be deemed to be the indirect beneficial owner of such shares under Rule 16a-1(a)(2) promulgated under the Exchange Act. However, pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, Mr. Salty disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
Documents
Issuer
LIGHTING SCIENCE GROUP CORP
CIK 0000866970
Entity typeother
Related Parties
1- filerCIK 0001559555
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 4:28 PM ET
- Size
- 6.5 KB