LEGENHAUSEN JAY A 4

Accession 0001181431-13-006580

CIK 0001322705other

View on SEC.gov Company Profile

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 8:53 PM ET

Size

19.8 KB

Accession

0001181431-13-006580

Insider Transaction Report

Form 4

Period: 2013-01-31

Spansion Inc.CODE

LEGENHAUSEN JAY A

SVP, Sales

Transactions

Award
Performance Restricted Stock Units
2012-01-31+20,000→ 20,000 total
→ Class A Common Stock (20,000 underlying)
Award
Restricted Stock Units
2012-01-31+10,000→ 10,000 total
→ Class A Common Stock (10,000 underlying)
Tax Payment
Class A Common Stock
2013-01-31$11.50/sh−10,000$115,000→ 9,832 total
Award
Stock Option
2012-01-31+21,000→ 25,000 total
Exercise: $11.50→ Class A Common Stock (21,000 underlying)
Exercise/Conversion
Class A Common Stock
2013-01-31+10,832→ 13,332 total
Exercise/Conversion
Class A Common Stock
2013-01-31+6,500→ 19,832 total
Exercise/Conversion
Restricted Stock Units
2012-01-31−10,832→ 66,688 total
Exp: 2015-07-29→ Class A Common Stock (10,832 underlying)
Exercise/Conversion
Restricted Stock Units
2012-01-31+6,500→ 10,000 total
From: 2013-01-31Exp: 2019-01-31→ Class A Common Stock (65,000 underlying)

Footnotes (7)

[F1]Upon vesting of the restricted stock units ("RSUs"), the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU.
[F2]Fifty percent (50%) of the RSUs will vest in four (4) successive and equal annual installments on the last trading day in January of each calendar year. Subject to the achievement of certain performance objectives, the remaining fifty percent (50%) of the RSUs will vest in four (4) successive and equal annual installments on the last trading day in January of each calendar year.
[F3]Vest over a three-year period, with 50 percent of the shares subject to performance goals in each of the three years commencing with the date of grant and a maximum of 50 percent of the shares subject to time-based vesting; If performance goals for the year of scheduled vesting are not met in that year, the unvested shares will be carried forward and will be forfeited if not earned by the last performance year; If performance is above target in a particular year, up to 150 percent of the shares may be accelerated; Shares carried forward from prior years will be utilized before shares are accelerated.
[F4]Vest one third (1/3) annually on the anniversary of the date of grant and then monthly thereafter.
[F5]Vest one third (1/3) annually on the anniversary of the date of grant.
[F6]Upon vesting of the performance based restricted stock units ("PRSUs"), the Reporting Person is entitled to receive one (1) share of Class A Common Stock for each one (1) PRSU.
[F7]Subject to the achievement of certain performance objectives, fifty per cent (50%) of the PRSUs are eligible for vesting on the last trading day of July 2014 and the remaining fifty percent (50%) of the shares are eligible for vesting on the last trading day of January.

Documents

1 file

4
rrd368795.xmlPrimary
LEGENHAUSEN - 2013-01-31

Issuer

Spansion Inc.

CIK 0001322705

→

Entity typeother

Related Parties

filerCIK 0001524984

Filing Metadata

Form type: 4
Filed: Feb 3, 7:00 PM ET
Accepted: Feb 4, 8:53 PM ET
Size: 19.8 KB

View on SEC.gov