4/A//SEC Filing
COSTELLO JOHN H 4/A
Accession 0001181431-13-007636
CIK 0001357204other
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 4:28 PM ET
Size
17.8 KB
Accession
0001181431-13-007636
Insider Transaction Report
Form 4/AAmended
COSTELLO JOHN H
Chf.Glob.Mkt.& Innovation Off.
Transactions
- Exercise/Conversion
Common Stock
2013-02-01$3.02/sh+26,600$80,332→ 49,032 total - Exercise/Conversion
Common Stock
2013-02-01$7.31/sh+8,400$61,404→ 57,432 total - Sale
Common Stock
2013-02-01$36.85/sh−35,000$1,289,750→ 22,432 total - Exercise/Conversion
Option to Purchase
2013-02-01−23,850→ 91,968 totalExercise: $3.02Exp: 2020-02-23→ Common (23,850 underlying) - Exercise/Conversion
Option to Purchase
2013-02-01−2,750→ 39,418 totalExercise: $3.02Exp: 2020-02-23→ Common (2,750 underlying) - Exercise/Conversion
Option to Purchase
2013-02-01−2,400→ 10,734 totalExercise: $7.31Exp: 2021-03-09→ Common (2,400 underlying) - Exercise/Conversion
Option to Purchase
2013-02-01−6,000→ 24,647 totalExercise: $7.31Exp: 2021-03-09→ Common (6,000 underlying)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.66 to $36.90, inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]On 02/23/2010, the reporting person was granted an option to purchase 153,239 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 2/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
- [F3]On 02/23/2010, the reporting person was granted an option to purchase 65,674 shares of Common Stock. The option vests based upon time criteria (five equal annual installments that began on 02/23/2011).
- [F4]On 03/09/2011, the reporting person was granted an option to purchase 30,647 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 03/09/2012) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
- [F5]On 03/09/2011, the reporting person was granted an option to purchase 13,134 shares of Common Stock. The option vests based upon time criteria (five equal annual installments that began on 03/09/2012).
Documents
Issuer
DUNKIN' BRANDS GROUP, INC.
CIK 0001357204
Entity typeother
IncorporatedIL
Related Parties
1- filerCIK 0001012681
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 6, 7:00 PM ET
- Accepted
- Feb 7, 4:28 PM ET
- Size
- 17.8 KB