Gribbon Stephen 4

4 · ADT Corp · Filed Feb 8, 2013

Form 4

Period: 2013-02-06

Senior Vice President, Sales

Transactions

Exercise/Conversion
Common Stock
2013-02-06$23.88/sh+3,770$90,044→ 60,539 total
Exercise/Conversion
Common Stock
2013-02-06$28.39/sh+3,013$85,530→ 63,552 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-02-06−16,313→ 0 total
Exercise: $36.42Exp: 2015-03-09→ Common Stock (16,313 underlying)
Exercise/Conversion
Common Stock
2013-02-06$18.57/sh+3,603$66,924→ 53,777 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-02-06−2,992→ 2,995 total
Exercise: $21.62Exp: 2019-09-30→ Common Stock (2,992 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-02-06−3,013→ 9,040 total
Exercise: $28.39Exp: 2021-10-11→ Common Stock (3,013 underlying)
Exercise/Conversion
Common Stock
2013-02-06$36.42/sh+16,313$594,155→ 50,174 total
Exercise/Conversion
Common Stock
2013-02-06$21.62/sh+2,992$64,678→ 56,769 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-02-06−3,603→ 0 total
Exercise: $18.57Exp: 2018-10-06→ Common Stock (3,603 underlying)
Sale
Common Stock
2013-02-06$48.00/sh−41,026$1,969,067→ 22,526 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-02-06−3,770→ 7,541 total
Exercise: $23.88Exp: 2020-10-11→ Common Stock (3,770 underlying)

Holdings

Footnotes (7)

[F1]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.88 to $48.13, inclusive. The reporting person undertakes to provide to The ADT Corporation, any security holder of The ADT Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
[F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
[F3]An option which vested in equal increments on March 10, 2006, 2007 and 2008.
[F4]An option which vested in equal increments on October 7, 2009, 2010, 2011 and 2012.
[F5]An option which vests in equal increments on October 1, 2010, 2011, 2012 and 2013.
[F6]An option which vests in equal increments on October 12, 2011, 2012, 2013 and 2014.
[F7]An option which vests in equal increments on October 12, 2012, 2013, 2014 and 2015.

Documents

1 file