4/A//SEC Filing
Sutin David Earl 4/A
Accession 0001181431-13-008343
CIK 0001400431other
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 5:37 PM ET
Size
5.6 KB
Accession
0001181431-13-008343
Insider Transaction Report
Form 4/AAmended
PATHEON INCPTI
Sutin David Earl
Director
Transactions
- Exercise of In-Money
Restricted Voting Shares
2012-12-17$3.24/sh+16,454$53,311→ 36,454 total
Footnotes (2)
- [F1]On 11/27/12, the Company issued, to each holder of record as of such date, subscription rights to acquire restricted voting shares of the Company (the "Rights Offering"). On December 17, 2012, the reporting person fully exercised his basic subscription privilege to purchase 1,454 restricted voting shares, and exercised his over-subscription privilege to purchase additional shares unclaimed by other rights holders. At the time of the original Form 4, the reporting person determined that he would be allocated an additional 144 shares pursuant to his over-subscription privilege. After the filing of the original Form 4, it was determined that the reporting person was allocated more shares than initially determined. The reporting person has filed this Form 4/A to report the final number of shares allocated to him in connection with the Rights Offering, which was 14,856 shares more than the number originally reported.
- [F2]The subscription price was converted from C$3.19 based on the December 17, 2012 closing rate of exchange of 0.9833 Canadian dollars per U.S. dollars as quoted by Reuters.
Documents
Issuer
PATHEON INC
CIK 0001400431
Entity typeother
Related Parties
1- filerCIK 0001517703
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 10, 7:00 PM ET
- Accepted
- Feb 11, 5:37 PM ET
- Size
- 5.6 KB