CORTES JOSE 4
4 · MAXWELL TECHNOLOGIES INC · Filed Feb 11, 2013
Insider Transaction Report
Form 4
CORTES JOSE
Director
Transactions
- Exercise/Conversion
Common Stock
2013-02-08+2,906→ 32,570 total - Exercise/Conversion
Restricted Stock Units
2013-02-08−2,906→ 0 totalFrom: 2013-02-08→ Common Stock (2,906 underlying)
Holdings
- 1,213,824(indirect: By Montena, S.A.)
Common Stock
- 5,000(indirect: By Mother-in-Law)
Common Stock
Footnotes (4)
- [F1]Mr. Cortes is a principal in Montena, SA. Mr. Cortes may be deemed to exercise voting and investment power over such shares. Mr. Cortes disclaims beneficial ownership of such shares, except to his proportionate interest therein.
- [F2]Each Restricted Stock Units (RSU) represents a right to receive one share of the Issuer's common stock.
- [F3]These units do not expire.
- [F4]These units do not carry a conversion price.