Home/Filings/4/0001181431-13-009317
4//SEC Filing

Moseley T Michael 4

Accession 0001181431-13-009317

CIK 0000866970other

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 7:12 PM ET

Size

11.7 KB

Accession

0001181431-13-009317

Insider Transaction Report

Form 4
Period: 2012-03-14
Transactions
  • Exercise/Conversion

    Common Stock

    2012-03-19+84,034182,216 total
  • Disposition to Issuer

    Common Stock

    2012-05-2542,018140,198 total
  • Award

    Option

    2012-03-14+11 total
    From: 2012-03-14See Footnote
  • Exercise/Conversion

    Option

    2012-03-1910 total
    From: 2012-03-14See Footnote
Footnotes (2)
  • [F1]On March 14, 2012, as compensation for the reporting person's service during 2012 as a member of the board of directors of Lighting Science Group Corporation (the "Issuer"), the Issuer's board of directors granted the reporting person an option to elect to receive either: (i) 84,034 restricted shares of the Issuer's common stock or (ii) stock options to purchase 100,000 shares of the Issuer's common stock at an exercise price of $1.19 per share (the "Option"). The Option did not have a fixed expiration date and remained outstanding until the reporting person exercised the Option on March 19, 2012, electing to receive his compensation solely in the form of restricted shares of common stock. Such restricted shares of common stock were to vest in equal quarterly installments on the first day of each calendar quarter of 2012, beginning January 1, 2012, so long as the reporting person remained a director of the Issuer on such vesting date.
  • [F2]On May 25, 2012, the reporting person resigned as a director of the Issuer. As a result, 42,018 restricted shares of common stock, that were scheduled to vest in two equal installments on the first day of the third and fourth quarters of 2012, respectively, were forfeited by the reporting person pursuant to the terms of his restricted stock award agreement.

Issuer

LIGHTING SCIENCE GROUP CORP

CIK 0000866970

Entity typeother

Related Parties

1
  • filerCIK 0001489078

Filing Metadata

Form type
4
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 7:12 PM ET
Size
11.7 KB