Roday Leon E 4
4 · GENWORTH FINANCIAL INC · Filed Feb 15, 2013
Insider Transaction Report
Form 4
Roday Leon E
SVP, Gen. Counsel & Secretary
Transactions
- Tax Payment
Class A Common Stock
2013-02-13$9.10/sh−1,073$9,764→ 62,526 total - Exercise/Conversion
Restricted Stock Units
2013-02-13−3,250→ 0 total→ Class A Common Stock (3,250 underlying) - Exercise/Conversion
Class A Common Stock
2013-02-13+3,250→ 63,599 total
Holdings
- 10(indirect: By Trust)
Class A Common Stock
- 10(indirect: By Trust)
Class A Common Stock
Footnotes (3)
- [F1]Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
- [F2]On September 2, 2010, the reporting person contributed 38,000 shares that were previously reported as directly beneficially owned to a grantor retained annuity trust (GRAT). On September 19, 2011, 23,587 of these shares were distributed back to the reporting person in satisfaction of the GRAT's regular annual annuity obligation, leaving 14,413 shares remaining in the GRAT. On November 30, 2012, these remaining 14,413 shares were distributed back to the reporting person in satisfaction of the GRAT's regular annual annuity obligation.
- [F3]Restricted Stock Units vested and converted to Class A Common Stock on 02/13/2013.