4//SEC Filing
Roday Leon E 4
Accession 0001181431-13-010094
CIK 0001276520other
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 3:29 PM ET
Size
10.0 KB
Accession
0001181431-13-010094
Insider Transaction Report
Form 4
Roday Leon E
SVP, Gen. Counsel & Secretary
Transactions
- Tax Payment
Class A Common Stock
2013-02-13$9.10/sh−1,073$9,764→ 62,526 total - Exercise/Conversion
Restricted Stock Units
2013-02-13−3,250→ 0 total→ Class A Common Stock (3,250 underlying) - Exercise/Conversion
Class A Common Stock
2013-02-13+3,250→ 63,599 total
Holdings
- 10(indirect: By Trust)
Class A Common Stock
- 10(indirect: By Trust)
Class A Common Stock
Footnotes (3)
- [F1]Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
- [F2]On September 2, 2010, the reporting person contributed 38,000 shares that were previously reported as directly beneficially owned to a grantor retained annuity trust (GRAT). On September 19, 2011, 23,587 of these shares were distributed back to the reporting person in satisfaction of the GRAT's regular annual annuity obligation, leaving 14,413 shares remaining in the GRAT. On November 30, 2012, these remaining 14,413 shares were distributed back to the reporting person in satisfaction of the GRAT's regular annual annuity obligation.
- [F3]Restricted Stock Units vested and converted to Class A Common Stock on 02/13/2013.
Documents
Issuer
GENWORTH FINANCIAL INC
CIK 0001276520
Entity typeother
Related Parties
1- filerCIK 0001290509
Filing Metadata
- Form type
- 4
- Filed
- Feb 14, 7:00 PM ET
- Accepted
- Feb 15, 3:29 PM ET
- Size
- 10.0 KB