4//SEC Filing
Calenda Anthony 4
Accession 0001181431-13-010140
CIK 0001337274other
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 4:24 PM ET
Size
8.7 KB
Accession
0001181431-13-010140
Insider Transaction Report
Form 4
Calenda Anthony
SVP, Corp. Develop. & Strategy
Transactions
- Award
Time-Based Restricted Stock Unit
2013-02-13+2,900→ 2,900 totalExercise: $0.00→ Unit (2,900 underlying) - Award
Performance-Based Restricted Stock Unit
2013-02-13+2,900→ 2,900 totalExercise: $0.00→ Unit (2,900 underlying)
Footnotes (3)
- [F1]Time-Based Restricted Stock Units ("RSU") vest over four years with 25% vesting on each of the first four anniversary dates of the date of grant. The Reporting Person's vested RSUs are paid in shares upon the first to occur of (i) a change of control, (ii) the Reporting Person's separation from service without cause, or (iii) the date that is four years after the date of grant. If a change of control occurs before the RSUs are fully vested, any RSUs that subsequently vest are paid upon the first to occur of clauses (ii) and (iii) above.
- [F2]Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.
- [F3]Performance-Based RSUs vest upon the satisfaction of certain performance criteria for the period beginning January 1, 2013 and ending December 31, 2013, with 25% of the earned amount vesting at the end of the performance period ("Performance RSU Initial Vesting Date"), and the remaining 75% vesting in equal annual installments of 25% over the three years following the Performance RSU Initial Vesting Date. The Reporting Person's vested RSUs are paid in shares upon the first to occur of (i) a change of control, (ii) the Reporting Person's separation from service without cause, or (iii) the date that is four years after the date of grant. If a change of control occurs before the RSUs are fully vested, any RSUs that subsequently vest are paid upon the first to occur of clauses (ii) and (iii) above.
Documents
Issuer
SUNGARD CAPITAL CORP II
CIK 0001337274
Entity typeother
Related Parties
1- filerCIK 0001557755
Filing Metadata
- Form type
- 4
- Filed
- Feb 14, 7:00 PM ET
- Accepted
- Feb 15, 4:24 PM ET
- Size
- 8.7 KB