Home/Filings/4/0001181431-13-010160
4//SEC Filing

CHAPMAN DAVID L SR 4

Accession 0001181431-13-010160

CIK 0000914024other

Filed

Feb 14, 7:00 PM ET

Accepted

Feb 15, 4:38 PM ET

Size

16.9 KB

Accession

0001181431-13-010160

Insider Transaction Report

Form 4
Period: 2013-02-13
Transactions
  • Disposition to Issuer

    Employee Stock Options

    2013-02-1317,2650 total
    Exercise: $67.19Exp: 2017-12-07Common Stock (17,265 underlying)
  • Disposition to Issuer

    Employee Stock Options

    2013-02-1320,6760 total
    Exercise: $30.56Exp: 2020-10-29Common Stock (20,676 underlying)
  • Disposition to Issuer

    Employee Stock Options

    2013-02-139,4100 total
    Exercise: $27.79Exp: 2019-10-29Common Stock (9,410 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2013-02-1333,2200 total
    Common Stock (33,220 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2013-02-1314,2760 total
    Common Stock (14,276 underlying)
  • Disposition to Issuer

    Common Stock

    2013-02-132,4820 total(indirect: By Spouse)
Footnotes (6)
  • [F1]Pursuant to the Transaction Agreement (the "Transaction Agreement"), dated as of July 30, 2012, by and among The Shaw Group Inc. ("Shaw"), Chicago Bridge & Iron Company N.V. ("CB&I"), and Crystal Acquisition Subsidiary Inc. ("Merger Subsidiary"), Merger Subsidiary merged with and into Shaw (the "Merger"), with Shaw surviving the Merger as a wholly owned subsidiary of CB&I. Upon the effective time of the Merger, each share of Shaw common stock was cancelled and extinguished and converted into the right to receive (i) $41.00 in cash, and (ii) an amount of cash in euros equal to the par value of 0.12883 shares of CB&I common stock, which cash was not actually paid, but was instead converted automatically into 0.12883 shares of CB&I common stock (the "Merger Consideration").
  • [F2]This option, which provided for vesting in four equal installments beginning on January 1, 2009, was assumed by CB&I in the Merger and replaced with an option to purchase 15,806 shares of CB&I common stock for $73.39 per share.
  • [F3]This option, which provided for vesting in four equal installments beginning on January 1, 2011, was assumed by CB&I in the Merger and replaced with an option to purchase 8,615 shares of CB&I common stock for $30.36 per share, subject to the same vesting schedule.
  • [F4]This option, which provided for vesting in four equal installments beginning on January 1, 2012, was assumed by CB&I in the Merger and replaced with an option to purchase 18,929 shares of CB&I common stock for $33.38 per share, subject to the same vesting schedule.
  • [F5]Pursuant to the Transaction Agreement, at the effective time of the Merger, each restricted stock unit that is a stock-settled share unit was converted into the right to receive the Merger Consideration, less applicable tax withholdings.
  • [F6]Pursuant to the Transaction Agreement, at the effective time of the Merger, each restricted stock unit that was granted after July 30, 2012 was converted into restricted stock units with respect to CB&I common stock.

Issuer

SHAW GROUP INC

CIK 0000914024

Entity typeother

Related Parties

1
  • filerCIK 0001172218

Filing Metadata

Form type
4
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 4:38 PM ET
Size
16.9 KB