4//SEC Filing
BARTON STANCIL E 4
Accession 0001181431-13-011059
CIK 0001183186other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 5:42 PM ET
Size
23.2 KB
Accession
0001181431-13-011059
Insider Transaction Report
Form 4
BARTON STANCIL E
EVP, GC, SEC'Y & CCO
Transactions
- Exercise/Conversion
Common Stock
2013-02-16+3,159→ 60,513.849 total - Tax Payment
Restricted Stock Units
2013-02-16−1,161→ 11,571 totalExercise: $0.00→ Common Stock (1,161 underlying) - Tax Payment
Restricted Stock Units
2013-02-16−1,190→ 7,508 totalExercise: $0.00→ Common Stock (1,190 underlying) - Tax Payment
Restricted Stock Units
2013-02-16−1,515→ 4,024 totalExercise: $0.00→ Common Stock (1,515 underlying) - Exercise/Conversion
Restricted Stock Units
2013-02-16−4,024→ 0 totalExercise: $0.00→ Common Stock (4,024 underlying) - Exercise/Conversion
Restricted Stock Units
2013-02-16−3,159→ 4,349 totalExercise: $0.00→ Common Stock (3,159 underlying) - Award
Restricted Stock Units
2013-02-16+9,701→ 9,701 totalExercise: $0.00→ Common Stock (9,701 underlying) - Exercise/Conversion
Common Stock
2013-02-16+4,024→ 57,354.849 total - Exercise/Conversion
Common Stock
2013-02-16+3,083→ 63,596.849 total - Exercise/Conversion
Restricted Stock Units
2013-02-16−3,083→ 8,488 totalExercise: $0.00→ Common Stock (3,083 underlying)
Footnotes (7)
- [F1]The restricted stock units ("RSUs") vested in three equal annual installments commencing February 16, 2011. 1,515 of the RSUs that vested on February 16, 2013 were withheld for payment of taxes and 4,024 were immediately settled for shares of Issuer's Common Stock.
- [F2]Includes shares acquired through participation in Issuer's Employee Stock Purchase Plan.
- [F3]Includes shares acquired through dividend reinvestment.
- [F4]The RSUs vest in three equal annual installments commencing February 16, 2012. 1,190 of the RSUs that vested on February 16, 2013 were withheld for payment of taxes and 3,159 were immediately settled for shares of Issuer's Common Stock.
- [F5]The RSUs vest in three equal annual installments commencing February 16, 2013. 1,161 of the RSUs that vested on February 16, 2013 were withheld for payment of taxes and 3,083 were immediately settled for shares of Issuer's Common Stock.
- [F6]Each RSU represents a contingent right to receive one share of Issuer's Common Stock.
- [F7]The RSUs vest in three equal annual installments commencing February 16, 2014. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock, or at the Issuer's option, in cash or a combination of the two.
Documents
Issuer
NATIONAL FINANCIAL PARTNERS CORP
CIK 0001183186
Entity typeother
Related Parties
1- filerCIK 0001431845
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 5:42 PM ET
- Size
- 23.2 KB