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4//SEC Filing

GOLDMAN MICHAEL N 4

Accession 0001181431-13-011062

CIK 0001183186other
View on SEC.govCompany Profile

Filed

Feb 19, 7:00 PM ET

Accepted

Feb 20, 5:49 PM ET

Size

23.2 KB

Accession

0001181431-13-011062

Insider Transaction Report

Form 4
Period: 2013-02-16
NATIONAL FINANCIAL PARTNERS CORPNFP
GOLDMAN MICHAEL N
EVP Mergers & Acquisitions
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2013-02-16−4,460→ 8,314 total
    Exercise: $0.00→ Common Stock (4,460 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2013-02-16−4,316→ 17,826 total
    Exercise: $0.00→ Common Stock (4,316 underlying)
  • Award

    Restricted Stock Units

    2013-02-16+25,222→ 25,222 total
    Exercise: $0.00→ Common Stock (25,222 underlying)
  • Tax Payment

    Restricted Stock Units

    2013-02-16−4,034→ 6,876 total
    Exercise: $0.00→ Common Stock (4,034 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2013-02-16−6,876→ 0 total
    Exercise: $0.00→ Common Stock (6,876 underlying)
  • Tax Payment

    Restricted Stock Units

    2013-02-16−3,854→ 12,774 total
    Exercise: $0.00→ Common Stock (3,854 underlying)
  • Tax Payment

    Restricted Stock Units

    2013-02-16−4,596→ 22,142 total
    Exercise: $0.00→ Common Stock (4,596 underlying)
  • Exercise/Conversion

    Common Stock

    2013-02-16+4,316→ 117,440.135 total
  • Exercise/Conversion

    Common Stock

    2013-02-16+6,876→ 108,664.135 total
  • Exercise/Conversion

    Common Stock

    2013-02-16+4,460→ 113,124.135 total
Footnotes (7)
  • [F1]The restricted stock units ("RSUs") vested in three equal annual installments commencing February 16, 2011. 4,034 of the RSUs that vested on February 16, 2013 were withheld for payment of taxes and 6,876 were immediately settled for shares of Issuer's Common Stock.
  • [F2]Includes shares acquired through participation in Issuer's Employee Stock Purchase Plan.
  • [F3]Includes shares acquired through dividend reinvestment.
  • [F4]The RSUs vest in three equal annual installments commencing February 16, 2012. 3,854 of the RSUs that vested on February 16, 2013 were withheld for payment of taxes and 4,460 were immediately settled for shares of Issuer's Common Stock.
  • [F5]The RSUs vest in three equal annual installments commencing February 16, 2013. 4,596 of the RSUs that vested on February 16, 2013 were withheld for payment of taxes and 4,316 were immediately settled for shares of Issuer's Common Stock.
  • [F6]Each RSU represents a contingent right to receive one share of Issuer's Common Stock.
  • [F7]The RSUs vest in three equal annual installments commencing February 16, 2014. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock, or at the Issuer's option, in cash or a combination of the two.

Documents

1 file

Issuer

NATIONAL FINANCIAL PARTNERS CORP

CIK 0001183186

→
Entity typeother

Related Parties

1
  • filerCIK 0001353145

Filing Metadata

Form type
4
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 5:49 PM ET
Size
23.2 KB
View on SEC.gov