NATIONAL FINANCIAL PARTNERS CORP·4

Feb 20, 5:49 PM ET

GOLDMAN MICHAEL N 4

4 · NATIONAL FINANCIAL PARTNERS CORP · Filed Feb 20, 2013

Insider Transaction Report

Form 4
Period: 2013-02-16
GOLDMAN MICHAEL N
EVP Mergers & Acquisitions
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2013-02-164,4608,314 total
    Exercise: $0.00Common Stock (4,460 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2013-02-164,31617,826 total
    Exercise: $0.00Common Stock (4,316 underlying)
  • Award

    Restricted Stock Units

    2013-02-16+25,22225,222 total
    Exercise: $0.00Common Stock (25,222 underlying)
  • Tax Payment

    Restricted Stock Units

    2013-02-164,0346,876 total
    Exercise: $0.00Common Stock (4,034 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2013-02-166,8760 total
    Exercise: $0.00Common Stock (6,876 underlying)
  • Tax Payment

    Restricted Stock Units

    2013-02-163,85412,774 total
    Exercise: $0.00Common Stock (3,854 underlying)
  • Tax Payment

    Restricted Stock Units

    2013-02-164,59622,142 total
    Exercise: $0.00Common Stock (4,596 underlying)
  • Exercise/Conversion

    Common Stock

    2013-02-16+4,316117,440.135 total
  • Exercise/Conversion

    Common Stock

    2013-02-16+6,876108,664.135 total
  • Exercise/Conversion

    Common Stock

    2013-02-16+4,460113,124.135 total
Footnotes (7)
  • [F1]The restricted stock units ("RSUs") vested in three equal annual installments commencing February 16, 2011. 4,034 of the RSUs that vested on February 16, 2013 were withheld for payment of taxes and 6,876 were immediately settled for shares of Issuer's Common Stock.
  • [F2]Includes shares acquired through participation in Issuer's Employee Stock Purchase Plan.
  • [F3]Includes shares acquired through dividend reinvestment.
  • [F4]The RSUs vest in three equal annual installments commencing February 16, 2012. 3,854 of the RSUs that vested on February 16, 2013 were withheld for payment of taxes and 4,460 were immediately settled for shares of Issuer's Common Stock.
  • [F5]The RSUs vest in three equal annual installments commencing February 16, 2013. 4,596 of the RSUs that vested on February 16, 2013 were withheld for payment of taxes and 4,316 were immediately settled for shares of Issuer's Common Stock.
  • [F6]Each RSU represents a contingent right to receive one share of Issuer's Common Stock.
  • [F7]The RSUs vest in three equal annual installments commencing February 16, 2014. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock, or at the Issuer's option, in cash or a combination of the two.

Documents

1 file
  • 4
    rrd370343.xmlPrimary

    FORM 4