4//SEC Filing
POER JAMES 4
Accession 0001181431-13-011065
CIK 0001183186other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 5:52 PM ET
Size
23.2 KB
Accession
0001181431-13-011065
Insider Transaction Report
Form 4
POER JAMES
Other
Transactions
- Exercise/Conversion
Restricted Stock Units
2013-02-16−2,438→ 0 totalExercise: $0.00→ Common Stock (2,438 underlying) - Tax Payment
Restricted Stock Units
2013-02-16−770→ 4,858 totalExercise: $0.00→ Common Stock (770 underlying) - Exercise/Conversion
Restricted Stock Units
2013-02-16−2,044→ 2,814 totalExercise: $0.00→ Common Stock (2,044 underlying) - Award
Restricted Stock Units
2013-02-16+12,611→ 12,611 totalExercise: $0.00→ Common Stock (12,611 underlying) - Exercise/Conversion
Common Stock
2013-02-16+2,044→ 22,150.196 total - Tax Payment
Restricted Stock Units
2013-02-16−1,887→ 18,803 totalExercise: $0.00→ Common Stock (1,887 underlying) - Exercise/Conversion
Restricted Stock Units
2013-02-16−5,009→ 13,794 totalExercise: $0.00→ Common Stock (5,009 underlying) - Exercise/Conversion
Common Stock
2013-02-16+2,438→ 20,106.196 total - Exercise/Conversion
Common Stock
2013-02-16+5,009→ 27,159.196 total - Tax Payment
Restricted Stock Units
2013-02-16−919→ 2,438 totalExercise: $0.00→ Common Stock (919 underlying)
Footnotes (7)
- [F1]The restricted stock units ("RSUs") vested in three equal annual installments commencing February 16, 2011. 919 of the RSUs that vested on February 16, 2013 were withheld for payment of taxes and 2,438 were immediately settled for shares of Issuer's Common Stock.
- [F2]Includes shares acquired through participation in Issuer's Employee Stock Purchase Plan.
- [F3]Includes shares acquired through dividend reinvestment.
- [F4]The RSUs vest in three equal annual installments commencing February 16, 2012. 770 of the RSUs that vested on February 16, 2013 were withheld for payment of taxes and 2,044 were immediately settled for shares of Issuer's Common Stock.
- [F5]The RSUs vest in three equal annual installments commencing February 16, 2013. 1,887 of the RSUs that vested on February 16, 2013 were withheld for payment of taxes and 5,009 were immediately settled for shares of Issuer's Common Stock.
- [F6]Each RSU represents a contingent right to receive one share of Issuer's Common Stock.
- [F7]The RSUs vest in three equal annual installments commencing February 16, 2014. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock, or at the Issuer's option, in cash or a combination of the two.
Documents
Issuer
NATIONAL FINANCIAL PARTNERS CORP
CIK 0001183186
Entity typeother
Related Parties
1- filerCIK 0001438886
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 5:52 PM ET
- Size
- 23.2 KB