POER JAMES 4

4 · NATIONAL FINANCIAL PARTNERS CORP · Filed Feb 20, 2013

Form 4

Period: 2013-02-16

Other

Transactions

Exercise/Conversion
Restricted Stock Units
2013-02-16−2,438→ 0 total
Exercise: $0.00→ Common Stock (2,438 underlying)
Tax Payment
Restricted Stock Units
2013-02-16−770→ 4,858 total
Exercise: $0.00→ Common Stock (770 underlying)
Exercise/Conversion
Restricted Stock Units
2013-02-16−2,044→ 2,814 total
Exercise: $0.00→ Common Stock (2,044 underlying)
Award
Restricted Stock Units
2013-02-16+12,611→ 12,611 total
Exercise: $0.00→ Common Stock (12,611 underlying)
Exercise/Conversion
Common Stock
2013-02-16+2,044→ 22,150.196 total
Tax Payment
Restricted Stock Units
2013-02-16−1,887→ 18,803 total
Exercise: $0.00→ Common Stock (1,887 underlying)
Exercise/Conversion
Restricted Stock Units
2013-02-16−5,009→ 13,794 total
Exercise: $0.00→ Common Stock (5,009 underlying)
Exercise/Conversion
Common Stock
2013-02-16+2,438→ 20,106.196 total
Exercise/Conversion
Common Stock
2013-02-16+5,009→ 27,159.196 total
Tax Payment
Restricted Stock Units
2013-02-16−919→ 2,438 total
Exercise: $0.00→ Common Stock (919 underlying)

Footnotes (7)

[F1]The restricted stock units ("RSUs") vested in three equal annual installments commencing February 16, 2011. 919 of the RSUs that vested on February 16, 2013 were withheld for payment of taxes and 2,438 were immediately settled for shares of Issuer's Common Stock.
[F2]Includes shares acquired through participation in Issuer's Employee Stock Purchase Plan.
[F3]Includes shares acquired through dividend reinvestment.
[F4]The RSUs vest in three equal annual installments commencing February 16, 2012. 770 of the RSUs that vested on February 16, 2013 were withheld for payment of taxes and 2,044 were immediately settled for shares of Issuer's Common Stock.
[F5]The RSUs vest in three equal annual installments commencing February 16, 2013. 1,887 of the RSUs that vested on February 16, 2013 were withheld for payment of taxes and 5,009 were immediately settled for shares of Issuer's Common Stock.
[F6]Each RSU represents a contingent right to receive one share of Issuer's Common Stock.
[F7]The RSUs vest in three equal annual installments commencing February 16, 2014. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock, or at the Issuer's option, in cash or a combination of the two.

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