Home/Filings/4/0001181431-13-012322
4//SEC Filing

Baker David K 4

Accession 0001181431-13-012322

CIK 0001410636other

Filed

Feb 24, 7:00 PM ET

Accepted

Feb 25, 4:54 PM ET

Size

9.6 KB

Accession

0001181431-13-012322

Insider Transaction Report

Form 4
Period: 2013-02-21
Baker David K
SVP, Western Division
Transactions
  • Award

    Common Stock

    2013-02-21+1,0178,253 total
  • Award

    Employee Stock Options (right to buy)

    2013-02-21+6,80144,431 total
    Exercise: $39.45Exp: 2019-12-31Common Stock (6,801 underlying)
  • Award

    Performance Stock Units

    2013-02-21+1,5034,052 total
    Exp: 2015-12-31Common Stock (1,503 underlying)
Footnotes (3)
  • [F1]Represents restricted stock units that will vest in thirds, on January 1, 2014, January 1, 2015 and January 1, 2016.
  • [F2]Each performance stock unit represents a contingent right to receive one share of American Water's (the "Company") common stock. The actual number of performance stock units that may be earned will be based on the Company's annual total stockholder return ("TSR") relative to the performance of the other companies in the Dow Jones U.S. Utility Index over the three-year performance period beginning on January 1, 2013 and ending December 31, 2015. The number of performance stock units shown in column 5 is equal to the target number of performance stock units that may be earned.
  • [F3]The options vest in three equal installments on January 1, 2014, 2015 and 2016.

Documents

1 file

Issuer

American Water Works Company, Inc.

CIK 0001410636

Entity typeother

Related Parties

1
  • filerCIK 0001487727

Filing Metadata

Form type
4
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 4:54 PM ET
Size
9.6 KB