4//SEC Filing
Dauber Charles M 4
Accession 0001181431-13-013393
CIK 0001043186other
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 5:58 PM ET
Size
17.2 KB
Accession
0001181431-13-013393
Insider Transaction Report
Form 4
Dauber Charles M
Senior Vice President
Transactions
- Award
Common Stock
2013-02-25$4.95/sh+37,834$187,278→ 428,710 total - Tax Payment
Common Stock
2013-02-25$4.95/sh−10,009$49,545→ 418,701 total - Award
Restricted Stock Units Dated February 25, 2013
2013-02-25+80,000→ 80,000 total→ Common Stock (80,000 underlying) - Exercise/Conversion
Restricted Stock Units Dated February 27, 2012
2013-02-25−14,496→ 43,888 total→ Common Stock (14,496 underlying) - Exercise/Conversion
Restricted Stock Units Dated February 27, 2009
2013-02-25−2,586→ 0 total→ Common Stock (2,586 underlying) - Exercise/Conversion
Restricted Stock Units Dated February 26, 2010
2013-02-25−10,052→ 10,052 total→ Common Stock (10,052 underlying) - Exercise/Conversion
Restricted Stock Units Dated February 25, 2011
2013-02-25−10,700→ 21,400 total→ Common Stock (10,700 underlying)
Footnotes (6)
- [F1]14,496 RSUs converted to common stock, 22,016 RSU's were terminated and 43,488 RSUs will convert to common stock on a one-to-one basis in annual installments of 14,496 shares in 2014, 2015, and 2016 subject to a continuing employment requirement.
- [F2]Represents an incentive compensation award. Vesting of the award is subject to attainment of 2013 performance criteria. Vested restricted stock units convert into common stock on a one-to one basis upon vesting.
- [F3]Represents common stock issued on conversion of Restricted Stock Units (RSUs).
- [F4]2,586 RSUs converted to common stock on a one-to one basis.
- [F5]10,052 RSUs converted to common stock and 10,052 will convert to common stock on a one-to-one basis in annual installment of 10,052 shares in 2014 subject to continuing employment requirement.
- [F6]10,700 RSUs converted to common stock and 21,400 will convert to common stock on a one-to-one basis in annual installments of 10,700 shares in 2014, 2015 subject to continuing employment requirement.
Documents
Issuer
American Electric Technologies Inc
CIK 0001043186
Entity typeother
Related Parties
1- filerCIK 0001398542
Filing Metadata
- Form type
- 4
- Filed
- Feb 27, 7:00 PM ET
- Accepted
- Feb 28, 5:58 PM ET
- Size
- 17.2 KB