4//SEC Filing
KNIGHT CAPITAL GROUP, INC. 4
Accession 0001181431-13-013615
CIK 0001060749operating
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 4:30 PM ET
Size
10.7 KB
Accession
0001181431-13-013615
Insider Transaction Report
Form 4
GETCO Holding Co.
10% Owner
Transactions
- Conversion
Class A Common Stock
2013-02-28+56,875,362→ 56,876,429 total(indirect: Held by Subsidiaries) - Conversion
Series A-1 Convertible Preferred Stock
2013-02-28−85,313→ 0 total(indirect: Held by Subsidiary)→ Class A Common Stock (56,875,362 underlying)
GETCO Strategic Investments, LLC
10% Owner
Transactions
- Conversion
Class A Common Stock
2013-02-28+56,875,362→ 56,876,429 total(indirect: Held by Subsidiaries) - Conversion
Series A-1 Convertible Preferred Stock
2013-02-28−85,313→ 0 total(indirect: Held by Subsidiary)→ Class A Common Stock (56,875,362 underlying)
Footnotes (3)
- [F1]Conversion of shares of Series A-1 Convertible Preferred Stock into Class A Common Stock for no additional consideration pursuant to the terms of the Series A-1 Convertible Preferred Stock.
- [F2]56,875,362 shares of Class A Common Stock are directly held by GETCO Strategic Investments, LLC, a subsidiary of GETCO Holding Company, LLC, and 1,067 shares of Class A Common Stock are held by a different wholly-owned subsidiary of GETCO Holding Company, LLC. GETCO Holding Company, LLC disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]Shares of Series A-1 Convertible Preferred Stock were convertible at the option of the holder into shares of Class A Common Stock at a ratio of 666.667 shares of Class A Common Stock for each share of Series A-1 Convertible Preferred Stock, subject to customary anti-dilution adjustments. In addition, if the closing price of the Class A Common Stock exceeds 200% of the then applicable conversion price for 60 consecutive trading days, all of the outstanding shares of Series A-1 Convertible Preferred Stock would mandatorily convert into shares of Class A Common Stock at a ratio of 666.667 shares of Class A Common Stock for each share of Series A-1 Convertible Preferred Stock (subject to customary anti-dilution adjustments), which reflects an approximate initial conversion price of $1.50 per share of Class A Common Stock. All Series A-1 Convertible Preferred Stock mandatorily converted on February 28, 2013.
Documents
Issuer
KNIGHT CAPITAL GROUP, INC.
CIK 0001060749
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001060749
Filing Metadata
- Form type
- 4
- Filed
- Feb 28, 7:00 PM ET
- Accepted
- Mar 1, 4:30 PM ET
- Size
- 10.7 KB