4//SEC Filing
Wahba Jeffrey A 4
Accession 0001181431-13-014504
CIK 0000034563other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 4:56 PM ET
Size
17.6 KB
Accession
0001181431-13-014504
Insider Transaction Report
Form 4
Wahba Jeffrey A
TREASURER AND CFO
Transactions
- Exercise/Conversion
Common Stock, $1.00 par value
2013-03-01$10.82/sh+15,000$162,300→ 108,500 total(indirect: By Trust) - Exercise/Conversion
Common Stock, $1.00 par value
2013-03-01$10.82/sh+50,000$541,000→ 158,500 total(indirect: By Trust) - Sale
Common Stock, $1.00 par value
2013-03-01$12.77/sh−115,000$1,468,792→ 43,500 total(indirect: By Trust) - Exercise/Conversion
Stock option (Right to Buy)
2013-03-01−50,000→ 92,999 totalExercise: $9.63From: 2012-05-19Exp: 2013-06-01→ Common stock (50,000 underlying) - Exercise/Conversion
Stock option (Right to Buy)
2013-03-01−15,000→ 77,999 totalExercise: $10.82From: 2013-02-13Exp: 2013-06-01→ Common stock (15,000 underlying) - Exercise/Conversion
Stock option (Right to Buy)
2013-03-01−50,000→ 27,999 totalExercise: $10.82From: 2012-12-31Exp: 2013-06-01→ Common stock (50,000 underlying) - Exercise/Conversion
Common Stock, $1.00 par value
2013-03-01$9.63/sh+50,000$481,500→ 93,500 total(indirect: By Trust)
Footnotes (4)
- [F1]Exercise of non-qualified stock option granted on May 19, 2011, which vested and became exercisable on May 19, 2012, the anniversary date of the grant. As a result of the termination of the Reporting Person's employment on February 28, 2013, the option would have expired on June 1, 2013, if not exercised pursuant to the provisions of the Farmer Bros. Co. 2007 Omnibus Plan (the "Omnibus Plan") and the stock option award agreement.
- [F2]Exercise of non-qualified stock option granted on February 13, 2012, which vested and became exercisable on February 13, 2013, the anniversary date of the grant. As a result of the termination of the Reporting Person's employment on February 28, 2013, the option would have expired on June 1, 2013, if not exercised pursuant to the provisions of the Omnibus Plan and the stock option award agreement.
- [F3]Exercise of non-qualified stock option granted on February 13, 2012, the vesting of which was accelerated to December 31, 2012 pursuant to the acceleration provisions of that certain Second Amended and Restated Employment Agreement, effective as of February 13, 2012, between the Company and the Reporting Person. As a result of the termination of the Reporting Person's employment on February 28, 2013, the option would have expired on June 1, 2013, if not exercised pursuant to the provisions of the Omnibus Plan and the stock option award agreement.
- [F4]Sale of shares from option exercises reported elsewhere on this form, with a portion of the proceeds delivered to the issuer for payment of the exercise price of the options under the Omnibus Plan. This transaction was executed in multiple trades at prices ranging from $12.50 to $13.27. The price reported above is the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
FARMER BROTHERS CO
CIK 0000034563
Entity typeother
Related Parties
1- filerCIK 0001408483
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 4:56 PM ET
- Size
- 17.6 KB