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Ullom Lance 4

Accession 0001181431-13-014772

CIK 0001270436other
View on SEC.govCompany Profile

Filed

Mar 5, 7:00 PM ET

Accepted

Mar 6, 9:50 AM ET

Size

5.9 KB

Accession

0001181431-13-014772

Insider Transaction Report

Form 4
Period: 2013-03-04
INSTITUTIONAL FINANCIAL MARKETS, INC.IFMI
Ullom Lance
Director
Transactions
  • Award

    Common Stock, $0.001 par value per share

    2013-03-04+19,231→ 82,603 total
Holdings

  • Common Stock, $0.001 par value per share

    (indirect: By Trust)
    19,700
Footnotes (2)
  • [F1]Mr. Ullom was awarded 19,231 restricted shares under the Issuer's 2010 Amended and Restated Long-Term Incentive Plan. The restrictions expire on March 4, 2014.
  • [F2]These securities are held in a trust for the benefit of the Reporting Person's spouse. The Reporting Person is a trustee and beneficiary of the trust.

Documents

1 file

Issuer

INSTITUTIONAL FINANCIAL MARKETS, INC.

CIK 0001270436

→
Entity typeother

Related Parties

1
  • filerCIK 0001378250

Filing Metadata

Form type
4
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 9:50 AM ET
Size
5.9 KB
View on SEC.gov