Caldwell Barry G 4
4 · STAAR SURGICAL CO · Filed Mar 6, 2013
Insider Transaction Report
Form 4
Caldwell Barry G
DirectorPresident and CEO
Transactions
- Award
Common Stock
2013-03-04+15,000→ 266,839 total - Award
Common Stock Options
2013-03-04+40,000→ 40,000 totalExercise: $5.34Exp: 2023-03-04→ Common Stock (40,000 underlying)
Footnotes (3)
- [F1]Consists of 15,000 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse as to all the PARS on 3/4/16, but subject to accelerated lapse of the forfeiture rights as to 1/3 of the shares each year pursuant to achievement of certain performance criteria.
- [F2]Includes 45,000 PARS.
- [F3]The options first become exercisable as follows: 13,333 shares on March 4, 2014, 13,333 shares on March 4, 2015 and 13,334 shares on March 4, 2016.