4//SEC Filing
Caldwell Barry G 4
Accession 0001181431-13-015173
CIK 0000718937other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 9:49 PM ET
Size
7.0 KB
Accession
0001181431-13-015173
Insider Transaction Report
Form 4
Caldwell Barry G
DirectorPresident and CEO
Transactions
- Award
Common Stock
2013-03-04+15,000→ 266,839 total - Award
Common Stock Options
2013-03-04+40,000→ 40,000 totalExercise: $5.34Exp: 2023-03-04→ Common Stock (40,000 underlying)
Footnotes (3)
- [F1]Consists of 15,000 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse as to all the PARS on 3/4/16, but subject to accelerated lapse of the forfeiture rights as to 1/3 of the shares each year pursuant to achievement of certain performance criteria.
- [F2]Includes 45,000 PARS.
- [F3]The options first become exercisable as follows: 13,333 shares on March 4, 2014, 13,333 shares on March 4, 2015 and 13,334 shares on March 4, 2016.
Documents
Issuer
STAAR SURGICAL CO
CIK 0000718937
Entity typeother
Related Parties
1- filerCIK 0001332314
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 9:49 PM ET
- Size
- 7.0 KB