AtriCure, Inc.·4

Mar 7, 12:11 PM ET

Lucky James L 4

4 · AtriCure, Inc. · Filed Mar 7, 2013

Insider Transaction Report

Form 4
Period: 2013-03-05
Lucky James L
VP, Regulatory Affairs and QA
Transactions
  • Exercise/Conversion

    Common Stock

    2013-03-05$6.34/sh+13,949$88,43760,342 total
  • Sale

    Common Stock

    2013-03-05$8.13/sh13,949$113,40546,393 total
  • Exercise/Conversion

    Common Stock

    2013-03-05$5.60/sh+31,500$176,40077,893 total
  • Sale

    Common Stock

    2013-03-05$8.13/sh31,500$256,09546,393 total
  • Exercise/Conversion

    Common Stock

    2013-03-05$1.52/sh+9,473$14,39955,866 total
  • Sale

    Common Stock

    2013-03-06$8.22/sh616$5,06455,250 total
  • Sale

    Common Stock

    2013-03-06$8.22/sh4,000$32,88051,250 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2013-03-0513,949156,051 total
    Exercise: $6.34From: 2007-09-06Exp: 2016-09-06Common Stock (13,949 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2013-03-0531,500124,551 total
    Exercise: $5.60From: 2011-02-17Exp: 2020-02-17Common Stock (31,500 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2013-03-059,473115,078 total
    Exercise: $1.52From: 2005-01-01Exp: 2014-01-01Common Stock (9,473 underlying)
Footnotes (5)
  • [F1]This transaction was executed in multiple trades at prices ranging from $8.00 to $8.33 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]This transaction was executed in multiple trades at prices ranging from $8.21 to $8.24 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F3]These options were granted on September 6, 2006 and vest and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vest and is exercisable in equal monthly installments on the same day of the month over the following three years.
  • [F4]These options were granted on February 17, 2010 and vest and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.
  • [F5]These options were granted on January 1, 2004 and are exercisable cumulatively at a rate of 25% per annum beginning one year from the date of grant date.

Documents

1 file
  • 4
    rrd373277.xmlPrimary

    FORM 4