Barone Vicki D E 4

4 · OMNI BIO PHARMACEUTICAL, INC. · Filed Mar 7, 2013

Insider Transaction Report

Form 4
Period: 2013-03-06
Barone Vicki D E
DirectorChair of the Board
Transactions
  • Sale

    Common Stock

    2013-03-06$0.25/sh300,000$75,000417,750 total(indirect: By LLC)
Holdings
  • Common Stock

    (indirect: By LLC)
    100,000
  • Common Stock

    737,437
Footnotes (2)
  • [F1]On March 6, 2013, GVC Partners LLC sold 100,000 shares of the issuer's common stock to GVC Capital LLC and 100,000 shares of the issuer's common stock to the reporting person. These transactions are treated soley as a change in the form of beneficial ownership of the reporting person.
  • [F2]The reporting person is a Senior Managing Partner of GVC Partners LLC. GVC Partners LLC is the sole member of GVC Capital LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of such securities for purposes of Section 16 or for any other purpose.

Documents

1 file
  • 4
    rrd373389.xmlPrimary